Compliance & Risk Specialist

U.S. Bank; Saint Paul (MN); On-site; USD 75,820 - 89,200; Full time

Benefits offered by this job

Healthcare (medical, dental, vision)

401(k) and employer‑funded retirement

Paid vacation

Paid holidays

Parental leave

Job summary

U.S. Bank is seeking a Risk/Compliance/Audit professional to partner with their Line of Business and RCA teams to create and oversee an effective risk management framework.

You will identify gaps, inform solutions, and escalate risks as needed to protect customers and the organization. Based in the Saint Paul, MN area with flexible location options, the role requires a Bachelor's degree, 3+ years of relevant experience, and securities licenses (Series 7/24/63/66 and Series 4).

Qualifications

• Bachelor's degree, or equivalent work experience.
• Typically more than three years of applicable experience.
• Series 7, Series 24, and Series 63 or 66 are required. Also, Series 4 required and/or must be willing to obtain within 180 days.

Responsibilities

• Review potential policy violations.
• Review and resolution of customer complaints.
• Back up reporting as well as other team related tasks.

Skills

Analytical skills

Project management

Communication skills

Attention to detail

Regulatory knowledge

Education

Bachelor's degree

Tools

MS Office

Job description

U.S. Bank is seeking a Risk/Compliance/Audit professional to partner with their Line of Business and RCA teams to create and oversee an effective risk management framework.

You will identify gaps, inform solutions, and escalate risks as needed to protect customers and the organization. Based in the Saint Paul, MN area with flexible location options, the role requires a Bachelor's degree, 3+ years of relevant experience, and securities licenses (Series 7/24/63/66 and Series 4).