Compliance Risk Assessment Officer

Talan Group; New York (NY); Hybrid; USD 120,000 - 160,000; Full time

Benefits offered by this job

Salary range US$120,000- US$160,000

401(k) retirement plan with company matching

15-27 days of paid vacation per year

8 paid holidays + 5 sick days + 2 personal days

Health, dental, and vision insurance plans

Job summary

An international consulting group in New York is seeking a Compliance Risk Assessment Officer to lead and manage the annual Compliance Risk Assessment process. This position focuses on identifying compliance risks and assessing controls across all business lines. The ideal candidate will have over 8 years of experience in compliance or risk management within investment banking, strong analytical skills, and the ability to present findings to senior stakeholders. Employees enjoy a competitive salary with a hybrid working model.

Qualifications

• Minimum 8 years of experience in Compliance, Risk Management, Audit, or Business Management.
• Strong experience identifying and documenting compliance risks.
• Solid understanding of capital markets products and corporate financing.

Responsibilities

• Lead the annual Compliance Risk Assessment across Capital Markets.
• Identify and document compliance risks.
• Prepare concise reports for senior management.

Skills

Compliance Risk Assessment

Risk Management

Analytical Skills

Communication Skills

Job description

Talan is an international consulting and technology expertise group supporting Corporate and Investment Banking (CIB) and Financial Services clients through large-scale transformation programs driven by data, technology, and innovation.

In North America, Talan works with some of the largest U.S., French, and Japanese banks, delivering high-value expertise across front-office, risk, finance, regulatory, and technology domains.

With over 20 years of experience, a presence across five continents and 21 countries, and Great Place to Work® certification, the Group is on track to reach 8,000 employees worldwide, including 600 in North America.

Job Description

Location:NYC (Hybrid – at least 4 days onsite/week)

Visa Sponsorship: Talan does not sponsor U.S. work permits or employment visas.

We are seeking a Compliance Risk Assessment Officer to support one of our CIB clients in New York. This role focuses on leading and executing the annual Compliance Risk Assessment process, ensuring compliance risks are identified, documented, and managed across all business lines and support functions.

Role and responsibilities

• Lead the annual Compliance Risk Assessment across Capital Markets and support teams, following the bank’s internal methodology.
• Identify and document compliance risks, assess the strength of existing controls, and highlight areas for improvement.
• Support regulatory gap analyses and track remediation efforts to ensure alignment with applicable laws, regulations, and internal policies.
• Collaborate with Compliance, Legal, Audit, and business stakeholders to gather information and validate findings.
• Prepare concise reports, summaries, and presentations for senior management.
• Support and track ongoing risk and compliance projects, ensuring timely delivery of objectives.

#LI-ASD

Qualifications

• Minimum 8 years of experience in Compliance, Risk Management, Audit, or Business Management within investment banking or capital markets.
• Strong experience identifying and documenting compliance risks and evaluating control frameworks.
• Solid understanding of capital markets products and corporate financing activities.
• Experience managing or supporting structured projects with defined timelines and deliverables.
• Strong analytical and problem-solving skills, with meticulous attention to detail.
• Ability to work independently while collaborating effectively with cross‑functional teams.
• Excellent communication skills, including experience presenting to senior stakeholders.

At Talan, we invest in our employees' well‑being and empower them with benefits, including:

• 💵 The salary range for this role is US$120,000- US$160,000
• 💸 401(k) retirement plan with company matching
• 🌴 15 days of paid vacation per year at hire and up to 27 according to seniority (annual untaken vacation days are cashed out)
• 📴 8 paid holidays + 5 sick days + 2 personal days per year
• ❤️🩹 Company health, dental, and vision insurance plans + FSA
• 🦺 Voluntary STD and LTD

All your information will be kept confidential according to EEO guidelines.