Compliance Officer

JobzMall Inc.; Irvine (CA); On-site; USD 110,000 - 170,000; Full time

Job summary

JobzMall Inc. is seeking a Compliance Officer in Irvine, CA to ensure the company meets all applicable regulations and standards. The role requires five+ years in compliance or a legal setting with strong financial services knowledge.

You will lead policy development, monitor regulatory changes, and collaborate across teams to maintain compliance. Strong communication, problem-solving, and independent work ethic are essential.

Qualifications

• Minimum five years of experience in a compliance or legal setting.
• Strong knowledge of the financial services industry.
• Excellent communication and problem-solving skills.
• Ability to work independently and with a team.
• Detail-oriented with strategic thinking and adaptability.

Responsibilities

• Ensure the company meets all applicable regulations and standards.
• Develop, implement, and maintain compliance policies and procedures.
• Monitor regulatory changes and assess impact on business.
• Provide training and guidance to teams on compliance matters.

Skills

Communication

Interpersonal Skills

Leadership

Time Management

Organization

Problem-Solving

Teamwork

Adaptability

Analytical Thinking

Regulatory Knowledge

Risk Assessment

Interpreting Regulations

Education

Bachelor's Degree In Law

Business

Finance

Tools

Microsoft Office

Job description

At JobzMall, we are seeking a talented and organized Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring our company meets all applicable regulations and standards. The successful candidate will have excellent people skills and an eye for detail, as well as a deep understanding of applicable laws and regulations. The ideal candidate will have a minimum of five years of experience in a compliance or legal setting, with a strong knowledge of the financial services industry. Additionally, we are looking for someone who is highly organized and has the ability to think strategically and quickly adapt to changing business needs. The successful candidate must also possess excellent communication and problem-solving skills, as well as the ability to work independently and with a team. If you possess these qualifications and are looking for an opportunity to make an impact in a fast-paced environment.

JobzMall is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.

Key Qualifications:

• Excellent Communication And Interpersonal Skills.
• Ability To Work Independently And As Part Of A Team.
• Strong Organizational And Problem-Solving Skills.
• Or Related Field.
• Proficiency In Microsoft Office Applications.
• Knowledge Of Applicable Laws And Regulations.
• Risk Assessment And Management Experience.
• Ability To Interpret And Apply Regulations.
• Bachelor's Degree In Law.
• Business.
• Finance

Technical Skills:

• Training
• Networking
• Communication
• Leadership
• Time management
• Auditing
• Reporting
• Drafting
• Documenting
• Interpersonal Skills
• Organization
• self-motivation
• Creative Thinking
• Teamwork
• Researching
• Interpreting
• Adaptability
• Problem-Solving
• Monitoring
• Coordinating
• Reviewing
• Advising
• Analyzing
• Liaising
• Enforcing

Soft Skills:

• Communication
• Leadership
• Time management
• Interpersonal Skills
• Organization
• self-motivation
• Creative Thinking
• Teamwork
• Adaptability
• Problem-Solving