Compliance Officer

Invesco Ltd.; Atlanta (GA); On-site; USD 90,000 - 150,000; Full time

Benefits offered by this job

Flexible paid time off

Hybrid work schedule

401(K) matching

Health & wellbeing benefits

Parental Leave

Employee stock purchase plan

Job summary

Invesco Ltd. is seeking a Compliance Officer to ensure our business complies with applicable rules and internal policies. You will oversee timely regulatory filings and respond to inquiries, while documenting procedures across trading and technology controls in a global context.

The role requires a Bachelor's degree and experience with the regulatory environment; familiarity with Bloomberg/Charles River is a plus. This position supports a four-day office expectation under our Workplace Policy.

Qualifications

• Bachelor's degree in a relevant field is required.
• Experience with regulatory environment (SEC, CFTC/NFA, FINRA).
• Knowledge of Securities Act of 1933, 34 and Securities Exchange Act of 1940 is preferred.
• Familiarity with trading systems and their compliance components such as Bloomberg, or Charles River is a plus.

Responsibilities

• Ensure regulatory and compliance reports are filed timely and correctly.
• Assist in responding to regulatory inquiries.
• Ensure all compliance procedures are documented.
• Address day-to-day compliance issues related to trading strategies and technology controls.
• Prepare documentation to support reviews and demonstrate adequate processes/controls for SEC/regulatory requirements.

Skills

Regulatory compliance

Regulatory reporting

Ethics & policies

Education

Bachelor's degree in a relevant field

Tools

Bloomberg

Charles River

Microsoft Office

Job description

About Invesco

As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

What’s in it for you? Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:

• Flexible paid time off
• Hybrid work schedule
• 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution
• Health & wellbeing benefits
• Parental Leave benefits
• Employee stock purchase plan

Job Description

The compliance team is part of the implementation and maintenance of a robust global regulatory reporting department for Invesco, Ltd.

The Role

As a Compliance Officer, you will be primarily responsible for ensuring that the company’s business complies with applicable rules and regulations, regulatory requirements, internal company policies and ethical standards.

Key Responsibilities

• Ensure that regulatory and compliance reports are filed timely and correctly.
• Assist in responding to regulatory inquiries.
• Ensure all compliance procedures are appropriately documented.
• Address day-to-day compliance issues related to trading strategies and the application of technology related controls created and applied during this process by the Compliance department.
• Prepare documentation to support reviews conducted and to substantiate and demonstrate adequate processes/controls to meet SEC/regulatory requirements and ensure compliance with all policies and procedures.
• Interact with members of the global compliance team to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing, and related controls.

Work Experience

• Bachelor's degree in a relevant field of study is required.
• Experience with the regulatory environment (SEC, CFTC/NFA, FINRA).
• Knowledge of Securities Act of 1933, 34 and Securities Exchange Act of 1940;
• Familiarity with trading systems and their compliance components such as Bloomberg, or Charles River is a plus.
• Knowledge of securities regulation, as it relates to operations within the financial services industry preferred
• Working knowledge of back-office operations, financial services industry and securities laws/regulations are a plus
• Proficiency in the Microsoft Office suite of applications is a plus

Full Time / Part Time Full time Worker Type Employee Job Exempt (Yes / No) Yes

Workplace Model

Pursuant to Invesco’s Workplace Policy, employees are expected to comply with the firm’s most current workplace model, which as of October 1, 2025, includes spending at least four full days each week working in an Invesco office.

The above information on this description has been designed to indicate the general nature and level of work performed by employees within this role. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job. The job holder may be required to perform other duties as deemed appropriate by their manager from time to time.

Equal Opportunity Employer

Invesco's culture of inclusivity and its commitment to diversity in the workplace are demonstrated through our people practices. We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status. Our equal opportunity employment efforts comply with all applicable U.S. state and federal laws governing non-discrimination in employment.

As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.