Compliance Manager (Financial Services / Lending)

SAFCO; Pompano Beach (FL); On-site; USD 80,000 - 110,000; Full time

Job summary

SAFCO in Pompano Beach, Florida, is seeking a Compliance Manager to lead compliance initiatives and oversee management systems. This role requires a Bachelor's degree and 3 to 5 years of experience in financial services compliance.

The ideal candidate possesses strong communication skills, analytics abilities, and the capability to mentor team members. Adaptability in a fast-paced environment is crucial for success. SAFCO is an EOE/drug-free employer.

Qualifications

• Minimum 3 to 5 years of relevant experience in compliance.
• Knowledge of financial services and regulations related to lending.
• Experience with compliance management systems.

Responsibilities

• Lead development and execution of compliance initiatives.
• Oversee compliance management and remediation systems.
• Identify compliance vulnerabilities and mitigate risks.
• Facilitate training on regulations and best practices.
• Design quality assurance programs and conduct audits.
• Develop and maintain compliance policies and procedures.

Skills

Strong Communication Skills

Analytical Thinking

Team Leadership

Adaptability

Education

Bachelor's degree

JD degree (a plus)

Job description

This is an in-office role. Only experienced candidates who reside in the South Florida market will be considered, or those willing to relocate.

Your Responsibilities

• Lead Compliance Programs: spearhead the development and execution of compliance initiatives in line with CFPB guidance, state regulations, and federal guidelines.
• Compliant Management and Remediation: oversee a compliance management system, respond to customer complaints, investigate and propose internal remediation steps or coaching for team members.
• Risk Management: identify potential compliance vulnerabilities, develop strategies to mitigate risks, ensuring operations remain ethical and lawful.
• Training and Education: facilitate training sessions to educate team members on regulations and best practices.
• Quality Assurance / Audits: design and manage quality assurance programs and scorecards for the funding and collections team to test adherence to policy and relevant laws; conduct periodic audits to evaluate systems and procedures for regulatory compliance.
• Policies and Procedures: work closely with senior leadership and other departments to develop, modify, and maintain policies and procedures that align with the compliance program.

Who We’re Looking For

• Strong Communication Skills: report writing and stakeholder communication with clarity and professionalism.
• Analytical Thinking: adept at problem-solving and developing effective solutions.
• Team Leadership: supervise department staff, provide guidance and mentorship to ensure smooth compliance operations.
• Adaptability: thrive in a fast-paced environment, make sound decisions independently.

Education and Experience

A Bachelor's degree and 3 to 5 years of relevant experience are required. A JD degree is a plus. Must have knowledge and experience of financial services and laws/regulations related to lending and loans.

SAFCO is an EOE/drug‑free employer.