Compliance Governance & Policy Coordinator

Madison-Davis, LLC

New York (NY)

On-site

USD 90,000 - 140,000

Full time

9 days ago
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Job summary

Madison-Davis, LLC in New York seeks a motivated compliance professional to strengthen the U.S. compliance program, coordinating regulatory initiatives and enhancing governance within a capital markets environment.

You will work closely with senior Compliance leaders and business partners to develop and update policies, track key projects to completion, and prepare concise reports for internal committees. This role is suited for someone early to mid-career with a foundation in financial

Qualifications

  • 2–6 years of relevant experience in financial services, law, regulatory, or compliance.
  • Exposure to financial markets or securities regulation.
  • J.D. preferred but not required.
  • Strong communication and cross-team collaboration.
  • Excellent organizational and project-management capabilities.
  • Ability to manage competing priorities and deliver results.
  • Comfort with AI-enabled tools to enhance efficiency.

Responsibilities

  • Coordinate compliance projects, remediation items, assessments, and program initiatives.
  • Develop and improve governance processes and oversight frameworks.
  • Draft and review compliance policies, procedures, and standards.
  • Support regulatory change initiatives and record-keeping.
  • Prepare concise reporting and updates for senior leadership.
  • Conduct program reviews to identify process improvements.
  • Collaborate with stakeholders to drive accountability.
  • Leverage technology and AI tools to streamline workflows.

Skills

Communication
Organizational skills
Project management
Detail oriented
Prioritization
Problem solving
Tech savvy
AI tools

Education

J.D. preferred

Job description

Madison-Davis, LLC in New York seeks a motivated compliance professional to strengthen the U.S. compliance program, coordinating regulatory initiatives and enhancing governance within a capital markets environment.

You will work closely with senior Compliance leaders and business partners to develop and update policies, track key projects to completion, and prepare concise reports for internal committees. This role is suited for someone early to mid-career with a foundation in financial

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