Compliance - Global Alternatives Investment Solutions- Vice President

Testing Site - JPMC; New York (NY); On-site; USD 180,000 - 240,000; Full time

Job summary

JPMorgan Chase in New York seeks a Vice President and GAIS Compliance Officer to enhance and oversee the compliance program for an investment team focused on private markets. You will collaborate with executive management and control partners to manage large-scale compliance initiatives and ensure responsible business growth.

The role requires expertise in Advisers Act, conflicts of interest, and fiduciary duties, with a track record in leading complex compliance programs and cross-functional

Qualifications

• Subject matter expertise in Advisers Act, conflicts of interest and fiduciary duties.
• Strong communication and interpersonal skills with senior-level stakeholders.
• Ability to synthesize diverse information, develop recommendations and make informed decisions.
• Proven track record managing large-scale projects and strategic initiatives.

Responsibilities

• Embed a robust and scalable compliance program for a growing alternative investments business.
• Collaborate across cross-functional teams to drive uplifts aligned with governance requirements.
• Update compliance policies, procedures and training to reflect regulatory changes.
• Participate in investment committees and governance bodies as the compliance representative.
• Share best practices across Alts Compliance and Asset Management Compliance teams.
• Monitor regulatory developments and implement regulatory change.

Skills

Advisers Act expertise

Conflicts of interest

Fiduciary duties

Stakeholder communication

Job description

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As Vice President and Global Alternatives Investment Solutions (GAIS) Compliance Officer, you will beresponsible for enhancing and overseeing the compliance program for an investment team (Multi-Asset Private Markets) responsible for sourcing, evaluating and managing private markets investments across asset classes such as private equity, private credit and private real assets.This role involves collaborating with executive management and control partners and will require a proven ability to manage large-scale compliance programs and strategic initiatives.

Job Responsibilities

• Work closely with senior business, legal and other control partners to embed a robust and scalable compliance program for a rapidly growing alternative investments business, while continually driving enhancements and improvements.
• Collaborate across cross-functional teams to understand the implications of large scale projects and strategic initiatives on relevant compliance programs (e.g., information barriers, conflicts of interest, etc.) and to drive the implementation of corresponding uplifts.
• Update compliance policies and procedures and training.
• Participate in investment committees and other governance bodies as compliance representative.
• Participate in developing and implementing best practices across the broader Alts Compliance and Asset Management Compliance teams.
• Monitor regulatory developments and implement regulatory change.

Required qualifications, capabilities, and skills

• Subject matter expertise in Advisers Act, conflicts of interest and fiduciary duties.
• Strong communication and interpersonal skills, ability to interact with individuals across departments/functions and with senior-level stakeholders.
• Ability to synthesize and analyze diverse information, develop recommendations, and make informed decisions.
• Proven track record of working on large-scale projects and strategic initiatives utilizing a well-organized, structured approach.

Preferred qualifications, capabilities, and skills

• Experience with fund of funds and private funds preferred.
• Experience with Wealth Management distribution of Alternative Investments preferred.