Compliance Counsel

Atlantic Group; New York (NY); Hybrid; USD 150,000 - 200,000; Full time

Job summary

Atlantic Group is seeking a Vice President for Compliance in New York City. This role involves managing and enhancing the compliance program and providing guidance on regulatory requirements.

The ideal candidate will have 5–10 years of experience in compliance within alternative asset management and a JD. The position offers a hybrid work model with a focus on developing employee training and regulatory examination preparation.

Qualifications

• 5–10 years of compliance experience within alternative asset management.
• Strong knowledge of the Investment Advisers Act and Investment Company Act.
• Experience across Private Equity, Credit, or Insurance strategies preferred.

Responsibilities

• Maintain and enhance the investment adviser compliance program.
• Assist in preparing regulatory filings such as Form ADV and Form PF.
• Provide day-to-day compliance guidance on regulatory requirements.

Skills

Compliance experience

Knowledge of Investment Advisers Act

Communication skills

Organization skills

Project management skills

Education

JD required

Job description

Role- Vice President – Compliance | Alternative Asset Management

Location- NYC

Hybrid Office Policy- 4/1

Join a next-generation multi-asset investment platform and play a key role in building and enhancing a best-in-class compliance program.

About the Firm

A rapidly growing, integrated multi-asset investment platform is seeking a Compliance Senior Associate / Vice President to support its global compliance function.

Responsibilities

• Compliance Program Management: Maintain and enhance the investment adviser compliance program, including drafting and updating policies, conducting testing, and supporting regulatory readiness
• Regulatory Filings: Assist in preparing and reviewing filings such as Form ADV, Form PF, 13F, 13H, and other required disclosures
• Policy Advisory: Provide day‑to‑day compliance guidance to investment teams and business partners on regulatory requirements and internal policies
• Code of Ethics Oversight: Review and approve employee requests related to personal trading, outside business activities, private investments, gifts and entertainment, and political contributions
• Compliance Monitoring & Testing: Support testing across key areas including investment allocations, expenses, valuation, and adherence to investment guidelines
• Conflicts Management: Identify, monitor, and advise on potential conflicts of interest across the platform
• Marketing & Investor Compliance: Review marketing materials and support responses to investor due diligence questionnaires
• Training & Education: Develop and deliver compliance training programs for new hires and ongoing employee education
• Regulatory Examinations: Assist in preparation for and response to regulatory inquiries and examinations
• Reporting: Prepare quarterly and annual compliance reports, including contributions to the annual compliance review

Qualifications

• 5–10 years of compliance experience within alternative asset management
• Strong knowledge of the Investment Advisers Act and Investment Company Act
• Experience across Private Equity, Credit, or Insurance strategies preferred
• JD required
• Strong communication, organization, and project management skills