Compliance Assistant Manager

Western Alliance Bank; Irvine (CA); On-site; USD 114,000 - 142,000; Full time

Job summary

A financial services provider in Irvine, CA seeks a Compliance Assistant Manager who will provide oversight and guidance on regulatory compliance. The ideal candidate will possess 6 years of experience in compliance risk management and strong knowledge of mortgage operations. The role includes leading a team and ensuring compliance with various regulations. Competitive salary range of $114,910 - $141,946 is offered along with additional benefits.

Benefits

Competitive salaries

Ownership stake in the company

Medical and dental insurance

401k matching program

Tuition assistance program

Employee volunteer program

Wellness programs

Qualifications

• 6 years of experience in Regulatory Compliance Risk Management or similar.
• Ability to assess compliance with federal and state statutes.
• Certified Regulatory Compliance Manager preferred.

Responsibilities

• Provide advice and guidance related to regulatory compliance risks.
• Conduct compliance risk assessments and monitor compliance activities.
• Collaborate with teams to develop compliance policies and tools.

Skills

Regulatory Compliance Risk Management

Internal Audit

Leadership

Mortgage Origination Operations

Communication Skills

Education

Bachelor’s degree in related field

Tools

MS Office (Excel, PowerPoint)

Job description

Job Title :

Compliance Assistant Manager

Location : CA - Irvine

What you'll do :

As a Compliance Assistant Manager you’ll be a subject matter expert and provide advice, oversight and guidance related to regulatory compliance risks, control effectiveness, root cause analysis, issue review and validation. You’ll provide leadership and direction in identifying the applicability and impact of regulations on the Bank’s Mortgage products, services and lines of addition. You’ll assist in the review and interpretation of new regulations or changes to existing regulations, including conducting impact analysis. This role you’ll provide oversight, monitor, test and effectively challenge various regulatory compliance activities. You’ll support the Compliance programs and perform risk and control assessments (RCSA) in line with methodology scope and frequency. You’ll also conduct compliance risk assessments (CCRA) in the firm’s GRC platform ensuring accurate ratings and rationale for Inherent Risk (IRR), Quality of Risk Management (QRM) and Residual Risk (RRR).

• Effectively synthesize and communicate compliance information, identify root cause(s) of potential compliance risk and provide various reports to management.
• Collaborate with stakeholders across the Bank to gain insight into compliance risks associated with various line-of-business activities, objectives, practices, processes and the overall control environment.
• Partner with subject matter experts in the lines of business to formulate an integrated and independent view of the business area risks and risk management practices. You will also work with Compliance team members to develop compliance risk management guidance for the lines of business.
• Raise issues and collaborate in the development and implementation of new compliance policies, practices and tools.
• May lead and develop a team: responsible for hiring, coaching, performance management, training and development.

What you'll need :

• 6 years of related experience in Regulatory Compliance Risk Management, Internal Audit or similar field.
• Bachelor’s degree in related field preferred but not required.
• Previous leadership experience preferred.
• Intermediate to Advanced knowledge of mortgage origination operations including sales disclosures, processing, underwriting, closing/funding, post-closing.
• Ability to assess compliance with applicable federal and state statutes (TILA, TRID, RESPA, ECOA, FCRA, HPA, FDPA, etc.) program specific requirements (ARM, DSCR, Interest Only, HELOC, HEL) and regulatory requirements circulated by agencies including FNMA, FHLMC, FHA, VA, USDA and CFPB.
• Intermediate to Advanced knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices.
• Intermediate to Advanced experience in Regulatory and Compliance as it related to Mortgage Banking is preferred.
• Intermediate to Advanced understanding of MS Office with specific focus in Excel and PowerPoint.
• Intermediate to Advanced speaking and writing communication skills.
• Certified Regulatory Compliance Manager preferred.

Compensation : Salary range for new hires is generally $114,910.00 - $141,946.00 for Irvine, CA. Salary range for new hires is generally $114,910.00 - $141,946.00 for Westlake Village, CA. Salary amount is determined by specific job addition. The role may be eligible for annual bonus/incentives earned and restricted stock.

Benefits you’ll love :

We offer all the important things you’d want like competitive salaries, an ownership stake in the company, medical and dental insurance, time off, a great 401k matching program, tuition assistance program, an employee volunteer program and a wellness addition. You’ll have the opportunity to bolster your business knowledge, learning the ins and outs of how successful companies operate and manage their finances, giving you invaluable hands‑on experience to help grow your career!

About the company :

Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona, Alliance Association Bank, Bank of Nevada, Bridge Bank, First Independent Bank and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC. AmeriHome Mortgage is a Western Alliance Bank company.

Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race, sex, color, religion, age, nation origin, marital status, disability, protected veteran status, sexual orientation, gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying please email or call ... When contacting us please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.

Western Alliance Bancorporation

Required Experience :

Manager

Key Skills

Corporate Paralegal, Baan, IT Sales and Marketing, Civil Quality Control, Activex, Jboss

Employment Type :

Full-Time

Experience :

years

Vacancy :

1

Monthly Salary Salary : 114910 - 141946