Client Trading Specialist: Market Insight & Education

Soteria Reinsurance Ltd.; Smithfield (RI); On-site; USD 85,000 - 105,000; Full time

Job summary

Fidelity Investments in Smithfield, RI seeks a Trading Specialist to support investors with trading, education, and account-related needs, guiding clients through market activity and complex securities transactions. You will build trusted relationships, deliver compliant, accurate support, and help connect clients with additional products.

A strong grasp of markets, regulations, and clear communication are essential.

Qualifications

• Series 7 license is required.
• Series 63 license or ability to obtain within 90 days.
• Experience in financial services, brokerage operations, trading support, client services, or a related field.
• Knowledge of financial markets, investment products, economic trends, and industry developments.
• Understanding of securities transactions, including equities, options, mutual funds, fixed income securities, and precious metals.
• Ability to apply regulatory and policy requirements while delivering accurate and compliant support to clients.
• Ability to guide clients through trading and investment decisions with integrity and confidence.
• Consultative approach to uncovering client needs and recommending appropriate offerings, support, and solutions.
• Excellent communication and active listening skills, including the ability to explain complex investment and trading concepts in a clear and relatable manner.
• Strong attention to detail and commitment to accuracy when processing transactions and handling client requests.
• Effective problem-solving, critical-thinking, and decision-making skills.
• Ability to manage several priorities and perform effectively in a fast-paced, team-oriented environment.

Skills

Series 7 license

Series 63 license

Financial services experience

Regulatory compliance knowledge

Client services experience

Communication and active listening

Problem-solving and decision-making

Attention to detail

Team-oriented

Trading support knowledge

Job description

Fidelity Investments in Smithfield, RI seeks a Trading Specialist to support investors with trading, education, and account-related needs, guiding clients through market activity and complex securities transactions. You will build trusted relationships, deliver compliant, accurate support, and help connect clients with additional products.

A strong grasp of markets, regulations, and clear communication are essential.