CIB Risk & Governance Associate

TD Bank Group; New York (NY); On-site; USD 100,000 - 120,000; Full time

Job summary

TD Bank Group is seeking an Investment Banking supervision Associate in New York. The role supports a robust risk and control framework and works with leaders in Business Supervision and Governance to ensure compliant operations.

It requires experience in capital markets, compliance, audit or risk, and familiarity with US and Canadian regulatory landscapes. The position is based in New York with a 40-hour work week and a pay band of $100,000–$120,000 USD.

Qualifications

• Bachelor’s degree required.
• FINRA Series 24 and Series 79 registration or 6 months to obtain.
• Experience in compliance, audit, risk, governance or related field.

Responsibilities

• Maintain strong risk and control environment for Corporate & Investment Banking.
• Execute delegated supervision and risk management activities.
• Support with audits and testing engagements from regulators.
• Provide governance oversight and reporting for supervisory committees.
• Collaborate with Legal, Compliance, Risk, and Technology to implement controls.

Skills

Analytical thinking

Decision making

Communication skills

Team collaboration

Education

Bachelor’s Degree

CPA / MBA preferred

Tools

Excel

PowerPoint

Word

Visio

MS Teams

Behavox

JIRA

Confluence

Job description

TD Bank Group is seeking an Investment Banking supervision Associate in New York. The role supports a robust risk and control framework and works with leaders in Business Supervision and Governance to ensure compliant operations.

It requires experience in capital markets, compliance, audit or risk, and familiarity with US and Canadian regulatory landscapes. The position is based in New York with a 40-hour work week and a pay band of $100,000–$120,000 USD.