Chief Compliance & Regulatory Strategy

Virtus Investment Partners, Inc; Salt Lake City (UT); On-site; USD 200,000 - 250,000; Full time

Job summary

Keystone National Group, now part of Virtus Investment Partners, seeks a Chief Compliance Officer to lead and enhance its compliance program for registered investment adviser and fund activities. This executive will oversee the Regulation D private funds and 1940 Act products, partnering with leadership, legal, operations, and Virtus corporate functions to ensure regulatory alignment.

The role requires proven senior compliance leadership within asset management, with extensive experience across

Qualifications

• Bachelor's degree required; JD, MBA, or other advanced degree preferred.
• Minimum 10 years of compliance, legal, regulatory, or governance experience within the asset management industry.
• Strong understanding of private credit, alternative investments, asset-backed lending, valuation, liquidity, leverage, and related investment structures.
• Deep expertise with the Investment Company Act of 1940, Investment Advisers Act of 1940, SEC regulatory requirements, and compliance best practices applicable to registered investment advisers and registered investment companies.
• Significant experience serving as a senior compliance leader or Chief Compliance Officer for a registered fund complex, alternative asset manager, or registered investment adviser.

Responsibilities

• Lead design and governance of Keystone's compliance program for advised and fund structures.
• Oversee compliance for 1940 Act funds, tender offers, and registered fund governance.
• Manage regulator interactions, risk assessments, and testing programs.
• Guide marketing, disclosures, and fiduciary compliance across product platforms.
• Collaborate with investment, finance, operations, and legal teams to scale the program.

Skills

Regulatory compliance

Leadership

Investment management

SEC regulations

Policy development

Education

Bachelor's degree

Juris Doctor (JD)

MBA

Advanced degree preferred

Job description

Keystone National Group, now part of Virtus Investment Partners, seeks a Chief Compliance Officer to lead and enhance its compliance program for registered investment adviser and fund activities. This executive will oversee the Regulation D private funds and 1940 Act products, partnering with leadership, legal, operations, and Virtus corporate functions to ensure regulatory alignment.

The role requires proven senior compliance leadership within asset management, with extensive experience across