Capital Markets Internal Audit Specialist

ACCsurance, LLC; Washington; On-site; USD 70,000 - 90,000; Full time

Job summary

A financial services company is seeking an Internal Audit Professional to assist in auditing various capital market areas. Candidates should have a Bachelor's in Accounting or Finance and at least 2 years of relevant experience in public accounting or internal audit. Responsibilities include performing audits, meeting with process owners, and creating detailed findings logs. The ideal candidate should hold a CIA or CPA certification and possess proficiency in audit methodology and risk assessments.

Qualifications

• Minimum of 2 years of experience in public accounting or internal audit for a large financial institution.
• CIA or CPA, or other related professional designation required.
• Understanding of general concepts in securities trading, risk management, and valuation of complex financial instruments.

Responsibilities

• Performing standard audit procedures, including documenting walkthroughs and participating in sample selection.
• Conducting audit reviews to ensure compliance and best practices.
• Meeting with process owners to understand key risks, controls, and systems.
• Creating findings/issues log and documenting risks and root causes clearly.

Skills

Audit methodology proficiency

Risk controls assessments

Understanding of securities trading desks

Communication skills

Education

Bachelor's degree in Accounting, Finance, or related field

Job description

A financial services company is seeking an Internal Audit Professional to assist in auditing various capital market areas. Candidates should have a Bachelor's in Accounting or Finance and at least 2 years of relevant experience in public accounting or internal audit. Responsibilities include performing audits, meeting with process owners, and creating detailed findings logs. The ideal candidate should hold a CIA or CPA certification and possess proficiency in audit methodology and risk assessments.