Broker Dealer Operations, Senior Associate

Coinbase, Inc.; Baton Rouge (LA); Remote; USD 131,000 - 154,000; Full time

Job summary

Coinbase is a remote-first company focused on increasing economic freedom. The Senior Associate, Broker Dealer Operations will support Coinbase's U.S. equities brokerage business and drive reliable, auditable processes across complex workflows.

You will own reconciliations, corporate actions, and regulatory reporting while partnering with Apex and internal teams to automate workflows and strengthen controls. A strong track record in finance operations is required.

Qualifications

• 5+ years in financial services operations or related field.
• Experience in the U.S. equities trade lifecycle (order processing, settlement, positions, cash movements).
• Ability to author or improve SOPs, runbooks, controls documentation or audit materials.
• Experience with broker-dealer systems (Apex Clearing/Apex Ascend) and tooling (SQL, Jira).
• Ability to translate operational requirements into tooling, alerts, dashboards, or automated workflows.

Responsibilities

• Own recurring broker-dealer operations workflows across reconciliations, corporate actions, transfers, account maintenance and regulatory reporting support.
• Perform daily reconciliations between Coinbase and Apex, investigate breaks and drive resolution.
• Manage complex exceptions and incidents with cross-functional teams ensuring timely remediation.
• Build and maintain audit-ready documentation, SOPs, runbooks, and control maps.
• Partner with Product and Engineering to define requirements, test functionality, and improve tooling and automation.
• Identify systemic failure modes and lead process-improvement initiatives for resilience.

Skills

Financial services

Broker-dealer operations

Regulatory reporting

Tools

Apex Clearing

Apex Ascend

SQL

Jira

Job description

Ready to do the most impactful work of your career? At Coinbase, we are uncompromising on our mission to increase economic freedom. The bar is high, the environment is intense, and we like it that way. This isn't a place for complacency, it’s a place to be pushed past your perceived limits. If you're ready to build the future of finance alongside people who refuse to settle for "good enough," you belong here. Coinbase is a remote-first, but not remote-only company. Expect to get together quarterly for intense in-person working sessions called “surges.” learn more about working at Coinbase.

As a Senior Associate, Broker Dealer Operations, you'll join the Coinbase Capital Markets (CCM) team and serve as a subject-matter expert within the operational engine supporting Coinbase's U.S. equities brokerage business. This team keeps customer accounts, trades, cash, positions, transfers, corporate actions, and regulatory reporting accurate, controlled, and scalable. You'll independently manage complex operational workflows, strengthen controls, and partner with Apex and internal teams to turn recurring manual work into reliable processes and tooling.

What you'll do:

• Own recurring broker-dealer operations workflows across one or more areas, including reconciliations, corporate actions, securities transfers, account maintenance, error processing, and regulatory reporting support.
• Perform daily order, trade, position, balance, and cash reconciliations between Coinbase and Apex records, investigating breaks, documenting root causes, and driving resolution to closure.
• Manage complex exceptions and time-sensitive incidents by coordinating remediation across Apex, Engineering, Product, Trading, CX, Compliance, Finance, Legal, and Risk, prioritizing by customer, financial, and regulatory impact.
• Build and maintain audit-ready documentation, including SOPs, runbooks, control checklists, and process maps, translating operational lessons into durable controls.
• Partner with Product and Engineering to define operational requirements, test new functionality, validate launch readiness, and improve tooling, dashboards, and automation.
• Identify systemic failure modes and lead process-improvement initiatives that reduce manual work, improve detection and recovery speed, and strengthen operational resilience.

Required skills and experience:

• 5+ years in financial services operations, broker-dealer operations, clearing and settlement, trade support, or a related operational control function, with direct experience in the U.S. equities trade lifecycle (order processing, settlement, positions, cash movements, corporate actions, securities transfers).
• Proven ability to independently manage complex operational issues across multiple systems, driving investigation, escalation, remediation, and closure without relying on existing runbooks for every scenario.
• Track record of authoring or materially improving SOPs, runbooks, controls documentation, or audit-support materials in a regulated environment.
• Hands-on experience with clearing firm or broker-dealer systems (Apex Clearing, Apex Ascend, or equivalent), plus working proficiency in SQL, Jira, and data-quality or workflow-automation tooling.
• Experience partnering with Engineering and Product to convert operational requirements into tooling, alerts, dashboards, or automated workflows.
• Utilizes generative AI responsibly, maintaining human oversight to deliver business-ready outputs and drive measurable improvements in workflow efficiency, cost, and quality.

Position ID: P78293

#LI-Remote

*Pay Transparency Notice:** *Base salary varies by location (see range below). Total compensation may also include equity and bonus eligibility, and benefits (medical, dental, vision, 401(k)).

Annual base salary range (excluding equity and bonus):

$130,900—$154,000 USD

• *Equal Opportunity Employer: *Coinbase is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status, or genetic information. Applicants with criminal histories will be considered consistent with applicable federal, state, and local laws.
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• *Accommodations: *If you are an individual with a disability who needs a reasonable accommodation, email us your request and contact info at accommodations[at]coinbase.com. Need screen reading technology? Click here to download a free compatible screen reader and view the tutorial.
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