AVP, Trading Operations & Platform Strategy

LPL Financial LLC; Olympia (WA); Sur place; USD 103 000 - 172 000; Plein temps

Avantages offerts par ce poste

401K matching

Health benefits

Employee stock options

Volunteer time off

Résumé du poste

LPL Financial LLC in Olympia, WA, seeks an Assistant Vice President, Trading to lead a team delivering trading and platform support to financial advisors. You will execute trades, oversee rebalancing and model management, and guide onboarding and training while managing risk and compliance.

The role balances daily trading duties with leadership, operational oversight, and strategic initiatives, driving efficiency and advisor satisfaction in a fast-paced environment.

Qualifications

• Bachelor’s degree in Finance, Business Administration, Economics, or equivalent experience.
• 5+ years of financial services experience including trading operations or fintech support.
• 3+ years of people leadership, coaching, and performance management.
• Series 7 and Series 24 (or ability to obtain) in required states.

Responsabilités

• Execute trades, including rebalancing, block trades, and advisor-directed orders.
• Lead and coach trading professionals with clear performance expectations.
• Oversee daily trading operations, onboarding, model management, and platform testing.
• Identify risks, drive process improvements, and ensure regulatory compliance.
• Collaborate with Technology, Compliance, Risk, and Operations on releases and issues.

Connaissances

Leadership

Trading operations

Team coaching

Platform testing

Advisor onboarding

Regulatory awareness

Communication

Formation

Series 7

Series 24

Outils

ClientWorks

Beta

Thomson ONE

Microsoft Dynamics

CWR

ModelHub

Description du poste

LPL Financial LLC in Olympia, WA, seeks an Assistant Vice President, Trading to lead a team delivering trading and platform support to financial advisors. You will execute trades, oversee rebalancing and model management, and guide onboarding and training while managing risk and compliance.

The role balances daily trading duties with leadership, operational oversight, and strategic initiatives, driving efficiency and advisor satisfaction in a fast-paced environment.