AVP, Regulatory Reporting & Compliance Leader

Sumitomo Mitsui Trust Bank Limited New York Branch; New York (NY); On-site; USD 65,000 - 150,000; Full time

Job summary

Bank of China in New York is seeking a Regulatory Reporting Specialist to support regulatory filings with the FRB, OCC and FDIC from the Financial Management Department.

You will coordinate data, prepare and review reports, and liaise with Head Office, regulators and auditors to ensure accurate, timely submissions. Bachelor’s degree and 5+ years in financial/regulatory reporting are required; 3+ years on FR Y-7/7Q/7N/10 preferred. English/ Mandarin bilingual is a plus.

Qualifications

• Bachelor's degree is required; MS/MBA in Accounting/Finance preferred.
• Minimum 5 years of experience in Financial/Regulatory reporting.
• At least 3 years of Regulatory Reporting (TIC B, FFIEC002, FR Y-7/7Q/7N/10) experience.
• Solid knowledge of GAAP and regulatory reporting requirements.
• Familiarity with Word & Excel (VBA/Pivot Tables), SQL, Database, and Regulatory Software.

Responsibilities

• Prepare, review, analyze and file regulatory documents (FR Y-10, FR Y-7, FR Y-7Q/FR Y-7N).
• Coordinate data, reports, and materials for audits and regulatory requests.
• Maintain relationships with Head Office, regulators, and auditors; respond to inquiries.
• Maintain regulatory policy and procedures; monitor regulatory changes.

Skills

Regulatory reporting

Bilingual English/Mandarin

Data coordination

Audit liaison

Education

Bachelor's degree

MS/MBA in Accounting/Finance preferred

Tools

Word & Excel (VBA/Pivot Tables)

SQL

Regulatory Software

Job description

Bank of China in New York is seeking a Regulatory Reporting Specialist to support regulatory filings with the FRB, OCC and FDIC from the Financial Management Department.

You will coordinate data, prepare and review reports, and liaise with Head Office, regulators and auditors to ensure accurate, timely submissions. Bachelor’s degree and 5+ years in financial/regulatory reporting are required; 3+ years on FR Y-7/7Q/7N/10 preferred. English/ Mandarin bilingual is a plus.