AVP, Investment Products

LPL Financial Corp; Fort Mill, Charlotte (SC, NC); On-site; USD 122,000 - 202,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial is seeking an Assistant Vice President for Structured Investments in Fort Mill, SC. You will support development, management, and oversight of the firm’s structured investment initiatives and help drive product strategy while coordinating across investments, distribution, operations, and compliance teams.

The role requires strong analytical capabilities and 5-8+ years in related financial services.

Qualifications

• Bachelor's degree in Finance, Economics, Business, or a related field.
• 5-8+ years of experience in structured investment products, asset management, investment research, or related financial services roles.

Responsibilities

• Support new product development and enhancements to existing structured investment solutions.
• Conduct market, competitive, and product analyses to identify opportunities and risks.
• Lead and coordinate product-related initiatives across investments, distribution, operations, legal, compliance, and technology teams.
• Monitor product performance, asset flows, and industry trends.
• Prepare presentations, business cases, and recommendations for leadership and governance committees.
• Serve as a subject matter expert for structured investment products and support internal stakeholders and distribution teams.

Skills

Structured investments

ETFs

Capital markets

Analytical skills

Project management

Education

Bachelor's degree in Finance/ Economics/ Business

Job description

Overview

Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Role Overview

The Assistant Vice President, Structured Investments will support the development, management, and oversight of the firm's structured investment business. This role will help drive product strategy, conduct competitive and market analysis, manage cross-functional initiatives, and support the lifecycle management of investment products.

Responsibilities

• Support new product development and enhancements to existing structured investment solutions.
• Conduct market, competitive, and product analyses to identify opportunities and risks.
• Lead and coordinate product-related initiatives across investments, distribution, operations, legal, compliance, and technology teams.
• Monitor product performance, asset flows, and industry trends.
• Prepare presentations, business cases, and recommendations for leadership and governance committees.
• Serve as a subject matter expert for structured investment products and support internal stakeholders and distribution teams.

What are we looking for?

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements

• Bachelor's degree in Finance, Economics, Business, or a related field.
• 5-8+ years of experience in structured investment products, asset management, investment research, or related financial services roles.

Core Competencies

• Strong knowledge of structured investments, ETFs, and capital markets.
• Excellent analytical, communication, and project management skills.

Pay Range

$121,540.00 - $202,498.00 Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location.

Benefits

• 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.

Company Overview

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.

For further information about LPL, please visit www.lpl.com.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best.

Simply put, we take care of our advisors and institutions, so they can take care of their clients.

For further information about LPL, please visit www.lpl.com.

Principals only. EOE.

Information on Interviews

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.

Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at [phone].

EAC 5.19.26 LPL Financial is the nation’s largest independent broker-dealer.*

Our company is widely known for its financial strength, exceptional service, and favorable industry reputation among financial professionals. To understand who we are, it’s important to know our core belief: financial guidance is a fundamental need for everyone. LPL Financial creates the space to let you do what you do best - create personal, long-term client relationships that turn financial aspirations into realities. Each year, thousands of financial professionals successfully manage billions of dollars in assets. Because our company is not too big and not too small, you can seize the opportunity to make a real impact. To learn more about our organization visit our About LPL page.

* As reported by Financial Planning magazine, June 1996-2019, based on total revenue.