Audit Senior Analyst

Fidelity Investments Inc.; Town of Smithfield (NY); On-site; USD 90,000 - 130,000; Full time

Job summary

Fidelity Investments Inc. seeks an Audit Senior Analyst to perform independent audit and advisory services, helping manage risk and improve performance. The role focuses on complex controls across financial services, with emphasis on collaboration and pragmatic problem-solving.

You will contribute to developing hypothesis-driven audits, supporting the integrated audit plan, and delivering clear, actionable reports. Onsite work model is emphasized across regions and roles.

Qualifications

• BA/BS in Accounting, Finance, or related field.
• Professional audit certifications (CPA, CIA, CISA) preferred.
• 3–5 years of external and internal audit or related experience, preferably in financial services.

Responsibilities

• Works with business and technology management to understand complex functions.
• Reviews end-to-end workflows and supporting technologies to identify risks and controls.
• Leverages audit automation tools in evaluating operations and systems.
• Performs audit test work: organize/analyze data, test controls, document results.
• Applies data analytics concepts to identify control deficiencies.
• Drafts audit reports with issues, implications, and management action plans.
• Builds deep working relationships with audit teams and clients.

Skills

Accounting/Finance degree

CPA/CIA/CISA

Audit experience (3-5 yrs)

Problem solving

Team player

multitasking

Communication skills

ITGC knowledge

Education

BA/BS in Accounting, Finance, or related field

Job description

Job Description:

Job Title__ Audit Senior Analyst

Note: Fidelity will not provide immigration sponsorship for this position.

The Role

Are you looking for a position to grow your business and auditing skills, expand your knowledge of financial services, and give you the opportunity to problem solve with some of the best minds in the industry?There is no better place to drive solutions for improving internal controls than to operate at the nexus of technology and business with Fidelity Corporate Audit! As an Audit Senior Analyst you will provide independent and objective audit and advisory services that help Fidelity manage risk, improve customer service, and enhance business performance. Our primary motivation is to drive positive change throughout the firm.

The Expertise and Skills You Bring

• BA/BS in Accounting, Finance, or related field of study.


• Professional audit certifications (e.g., CPA, CIA, CISA) and/or registration/licensing preferred.


• 3-5 years of external and internal audit or related experience, preferably in financial services.


• Developing knowledge of audit practices, tools, techniques, concepts, and trends


• Team player who takes initiative and works constructively with others to achieve team goals.


• Ability to work on multiple tasks and manage priorities and workload.


• Strong problem solving and analytical skills.


• Commitment to innovative, collaborative, and digital working style.


• Strong presentation, written, and interpersonal communication skills.


• Hands-on work style and 'can do' attitude with a strong desire to make things happen.


• Knowledge in IT general controls is a plus.

The Team

The Audit Senior Analyst will be responsible for performing business and/or integrated audits in support of Fidelity's businesses. Key areas of focus include developing hypotheses around risk and controls, providing input to the development of the integrated audit plan, and collaborating with a successful team. Responsibilities include and are not limited to:

• Works with business and technology management to build an understanding of complex functions.


• Workflows end-to-end business processes and supporting technologies, highlighting risks and controls embedded throughout the function.


• Leverages audit automation tools in the evaluation of business operations and systems.


• Performs audit test work including organizing and analyzing data, testing controls and documenting results.


• Applies strategic and data analytics concepts, principles, and techniques to more efficiently and effectively identify control deficiencies.


• Draft audit reports that provide a clear description of issues identified, related implications to the business or enterprise as a whole and management action plans to resolve the issues.


• Builds deep working relationships with audit teams and clients.

Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Certifications:

Category:

Audit

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.