Audit Manager - Counterparty Credit Risk

Demand Drive Solutions LLC; New York (NY); Hybrid; USD 90,000 - 130,000; Full time

Job summary

A financial services firm is seeking an Audit Manager for Counterparty Credit Risk. This hybrid position involves executing audit strategies, overseeing teams, and using analytical skills to improve processes. The ideal candidate holds a master’s degree and has experience in audit or risk controls. Familiarity with analytical tools like Alteryx and Python is preferred. Join us to enhance our control environment and drive continuous improvements.

Qualifications

• Counterparty Credit Risk and/or Global Markets knowledge and experience.
• Audit or risk control risk/controls background in financial services.

Responsibilities

• Execute audit strategy and define audit scope.
• Oversee audit testing conforming to quality standards.
• Assess impacts to business processes and provide recommendations.
• Challenge and influence management to improve the control environment.
• Mentor associates and foster an inclusive work environment.
• Maintain business partner relationships to develop business knowledge.

Skills

Analytical Thinking

Audit Planning

Internal Audit Review

Issue Management

Business Acumen

Coaching

Project Management

Relationship Building

Attention to Detail

Automation

Critical Thinking

Technical Documentation

Education

Masters Degree or equivalent work experience

Tools

Alteryx

Python

SQL

SAS

Advanced Excel

Access

Job description

Audit Manager - Counterparty Credit Risk

About the job Audit Manager - Counterparty Credit Risk

Please note that this is a Hybrid Position in Below locations: - we have multiple locations that's why we posted it as remote.

• Charlotte, NC, US
• East Hartford, CT, US
• New York, NY, US
• Providence, RI, US
• Stamford, CT, US

Responsibilities:

• Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner.
• Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures.
• Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge.
• Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit.
• Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment.
• Maintains business partner relationships, primarily with line management, to develop business knowledge.
• Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment.

Skills:

• Analytical Thinking
• Audit Planning
• Internal Audit Review
• Issue Management
• Business Acumen
• Coaching
• Project Management
• Relationship Building
• Attention to Detail
• Automation
• Critical Thinking
• Technical Documentation

Required and Desired Qualifications

• Masters Degree or equivalent work experience
• Counterparty Credit Risk and/or Global Markets knowledge and experience.

Desired Skills:

• Audit or risk control risk/controls background in financial services
• Intermediate Analytical / Automation Skills (Alteryx, Python, SQL, SAS, Advanced Excel and Access)