Audit Manager, Commercial Bank

Jobtailor; New York (NY); On-site; USD 90,000 - 150,000; Full time

Job summary

Jobtailor seeks an experienced Internal Auditor to monitor the audit universe, lead complex audits, and develop robust audit programs in a fast-paced financial services environment.

The role emphasizes risk coverage, data analytics, and effective communication with stakeholders. Strong leadership, planning, and testing of internal controls are essential for success.

Qualifications

• Bachelor’s Degree or military experience is required.
• At least 5 years of experience auditing commercial banking, financial services, or risk management.
• At least 3 years of experience leading audit engagements or in a project management role.
• Master’s Degree in Accounting, Finance, Economics, or MBA (preferred).
• CIA, CPA, or CRCM (preferred).
• 6+ years of experience auditing a commercial banking portfolio (preferred).
• 1+ years of experience with data analytics tools supporting internal audit (preferred).

Responsibilities

• Monitor the assigned audit universe and identify needed updates
• Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan
• Direct or lead large, complex business unit and project audits
• Develop engagement planning documentation and audit programs for adequate risk coverage
• Design and sometimes execute internal control testing
• Understand broader business risks and implications
• Identify and implement efficiencies in audit test work
• Supervise and coordinate audit team assignments
• Provide feedback, on-the-job training, and coaching to audit staff
• Maintain relationships with business and audit partners
• Communicate audit processes, scope, issues, risks, and recommendations in meetings and written updates
• Assess audit findings, exposures, materiality, trends, and broader issues
• Manage delivery of audits, projects, special assignments, and administrative activities
• Complete multiple tasks independently and meet deadlines
• Provide management with specialized subject-matter insight
• Represent Internal Audit at management meetings, internal forums, and some external organizations

Skills

Audit Planning

Risk Assessment

Internal Control Testing

Audit Program Development

Data Analytics

Team Supervision

Communication

Coaching

Relationship Management

Time Management

Education

Master’s Degree in Accounting, Finance, Economics, or MBA

Bachelor’s Degree or military experience

Certified Internal Auditor (CIA)

Certified Public Accountant (CPA)

Certified Risk Compliance Manager (CRCM)

Tools

Data Analytics Tools

Job description

• Monitor the assigned audit universe and identify needed updates


• Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan


• Direct or lead large, complex business unit and project audits


• Develop engagement planning documentation and audit programs for adequate risk coverage


• Design and sometimes execute internal control testing


• Understand broader business risks and implications


• Identify and implement efficiencies in audit test work


• Supervise and coordinate audit team assignments


• Provide feedback, on-the-job training, and coaching to audit staff


• Maintain relationships with business and audit partners


• Communicate audit processes, scope, issues, risks, and recommendations in meetings and written updates


• Assess audit findings, exposures, materiality, trends, and broader issues


• Manage delivery of audits, projects, special assignments, and administrative activities


• Complete multiple tasks independently and meet deadlines


• Provide management with specialized subject-matter insight


• Represent Internal Audit at management meetings, internal forums, and some external organizations

Requirements

• Bachelor’s Degree or military experience


• At least 5 years of experience auditing commercial banking, financial services, or risk management


• At least 3 years of experience leading audit engagements or in a project management role


• Master’s Degree in Accounting, Finance, Economics, or Master of Business Administration (preferred)


• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Risk Compliance Manager (CRCM) (preferred)


• 6+ years of experience auditing a commercial banking portfolio (preferred)


• 1+ years of experience with data analytics tools supporting internal audit (preferred)


• Must be able to work in one of the listed office locations


• Capital One will not sponsor a new applicant for employment authorization for this position

Core Competencies

Demonstrates expertise in auditing, risk management, and internal control testing, with a strong ability to lead complex audit engagements and provide strategic insights. Proficient in developing audit programs and maintaining effective communication with stakeholders.

Highest-signal resume keywords

• Audit Engagement Leadership


• Risk Management


• Internal Control Testing


• Data Analytics Tools


• Certified Internal Auditor (CIA)

Hard Skills

• Audit Planning


• Risk Assessment


• Internal Control Testing


• Audit Program Development


• Data Analytics

Soft Skills

• Team Supervision


• Communication


• Coaching


• Relationship Management


• Time Management

Certifications & Qualifications

• Certified Internal Auditor (CIA)


• Certified Public Accountant (CPA)


• Certified Risk Compliance Manager (CRCM)

Industry Keywords

• Commercial Banking


• Financial Services


• Audit Universe


• Business Risks


• Audit Findings