Audit Manager: AI-Driven Controls for Wealth Management

J.P. Morgan; Jersey City (NJ); Sur place; USD 130 000 - 190 000; Plein temps

Résumé du poste

JPMorgan Chase & Co. in Jersey City is seeking an Audit Manager for Private Bank/Wealth Management Solutions Internal Audit to strengthen governance and controls across wealth management businesses.

This role reports to Audit leadership and offers exposure to senior executives. You will plan and lead global audits, leverage data analytics and AI tools, collaborate with cross-functional teams, and mentor junior staff while maintaining independence and high audit standards.

Qualifications

• 7+ years of internal or external auditing experience, or relevant Asset and Wealth Management business experience.
• Bachelor's degree (or relevant financial services experience).
• Experience with internal audit methodology and the application of those concepts in the delivery and execution of audits.
• Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner.
• Knowledge of applicable laws and regulatory requirements (e.g., 12 CFR 9) related to wealth management, investment advisor, broker-dealer and fiduciary activities.
• Experience with using data analytics and large language model, as well as champion a culture of innovation
• Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex and sensitive issues to senior management.
• CPA, CIA, and/or Advanced Degree in relevant discipline is preferred.
• Prior experience with Big 4 accounting firm and/or internal audit department in financial services industry
• Knowledge of private bank, wealth management, workplace solutions products and services, including related fiduciary activities and applicable laws and regulatory requirements
• Experience utilizing AI-enabled productivity tools and data analytics techniques to improve audit quality, efficiency, and risk coverage

Responsabilités

• Lead and participate in audit engagements, including global audits, from planning to reporting. Ensure the production of quality and timely deliverables that meet both departmental and professional standards
• Finalize audit findings and use judgment to provide an overall opinion on the control environment as well as providing recommendations to strengthen internal controls.
• Collaborate closely with global Audit colleagues in the early identification of emerging control issues and report those issues in a timely manner to Audit Management and business stakeholders.
• Partner with stakeholders, including other control groups (such as risk management, compliance), external auditors, and regulators. Establish strong working relationships while maintaining independence.
• Effectively manage audit team members as required, performing timely reviews of audits and providing honest and constructive feedback to enhance team performance.
• Implement and execute an effective program of continuous auditing for assigned coverage areas, including monitoring key metrics to identify control issues and adverse trends.
• Stay informed about evolving industry trends, external news, and regulatory changes affecting the financial industry, and analyze their impact on the business.
• Recognize the confidential nature of Internal Audit communications and access to information; disciplined in protecting the confidentiality and security of information in accordance with firm policy
• Identify opportunities to drive efficiency within existing technical infrastructure through automation, while embracing innovative technologies.
• Identify opportunities to apply AI-enabled tools, prompt engineering, and data analytics and drive adoption of those approaches across the audit lifecycle to enhance audit quality, efficiency and risk coverage.
• Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunity for continued learning

Connaissances

Audit experience

Bachelor's degree

Data analytics

AI adoption

Stakeholder skills

Formation

Bachelor's degree in finance or related field

Outils

Internal Audit Methodology

Regulatory knowledge (12 CFR 9)

Data analytics tools

Description du poste

JPMorgan Chase & Co. in Jersey City is seeking an Audit Manager for Private Bank/Wealth Management Solutions Internal Audit to strengthen governance and controls across wealth management businesses.

This role reports to Audit leadership and offers exposure to senior executives. You will plan and lead global audits, leverage data analytics and AI tools, collaborate with cross-functional teams, and mentor junior staff while maintaining independence and high audit standards.