Audit Lead: AI-Driven Risk & Controls

TD Bank; New York (NY); On-site; USD 110,000 - 130,000; Full time

Job summary

TD Bank is seeking an Audit Manager I in New York, NY, to execute and lead audits for a defined business area. The role emphasizes using AI and emerging technologies to enhance planning, testing, reporting, and efficiency.

Travel 25%+ is expected, with strong mentorship of staff and collaboration with management on scope and findings. The position requires a undergraduate degree or professional certification, 5+ years of relevant experience, and deep knowledge of audit standards as well as

Qualifications

• Undergraduate degree or professional certification required.
• 5+ years of relevant experience in auditing.
• Proficient knowledge of audit standards, procedures, laws and regulations.
• Knowledge of AI, ML concepts and emerging technology risks.
• Ability to perform data-driven audits utilizing technology.
• Awareness of current and emerging industry trends.
• Mentoring and coaching abilities.
• Proficiency with MS Office applications.
• Strong oral and written communication skills.
• Ability to work well in teams and independently.
• Sound judgment in decision making.
• Analytical skills with ability to prioritize under deadlines.
• Knowledge of banking regulations.

Responsibilities

• Conducts audit work based on established audit plans and executes the audit per standards.
• Contributes to audit planning processes for specific audits with risk assessments.
• Manages ongoing audit communications with the client during and after the audit.
• Presents objective and independent audit opinions on internal controls.
• Executes follow-up of findings from regulatory and internal audits.
• Provides subject matter expertise and input to audit projects as needed.
• Leads or supports engagement and risk assessment to identify key risks and control gaps.

Education

Undergraduate degree or professional certifications

5+ years of relevant experience

Proficient knowledge of audit standards, procedures, laws, rules and regulations

Knowledge of AI, machine learning concepts and emerging technology risks

Data-driven audits experience

Knowledge of current and emerging trends

Mentoring/coaching experience

MS Office proficiency

Strong communication skills

Teamwork and collaboration

Judgment and decision-making

Analytical and prioritization skills

Knowledge of banking laws and regulations

Job description

TD Bank is seeking an Audit Manager I in New York, NY, to execute and lead audits for a defined business area. The role emphasizes using AI and emerging technologies to enhance planning, testing, reporting, and efficiency.

Travel 25%+ is expected, with strong mentorship of staff and collaboration with management on scope and findings. The position requires a undergraduate degree or professional certification, 5+ years of relevant experience, and deep knowledge of audit standards as well as