Audit Director, Professional Practices

Fidelity Investments Inc.; Covington (KY); Hybrid; USD 180,000 - 230,000; Full time

Benefits offered by this job

Health benefits (implicit)

Job summary

Fidelity Investments Inc. seeks an Audit Director – Professional Practices to shape the audit methodology, quality framework, and governance practices within the Corporate Audit function.

This senior role oversees key workstreams, drives reporting to the Audit Committee and Board, and leads QAIP and methodology enhancements across FCA. You will guide senior leaders, manage complex initiatives, and elevate audit capabilities with advanced data analytics, offering strategic partnership across

Qualifications

• Deep audit expertise and strategic thinking.
• 10+ years of audit or related experience (financial services).
• Advanced proficiency in Excel and PowerPoint.
• BA/BS in a relevant field; professional certifications (CIA, CPA, CISA) preferred.

Responsibilities

• Develop strategic, data-driven reporting for Audit Committee, Board, and senior leadership.
• Serve as SME for complex audit methodology and professional practices inquiries.
• Advance FCA’s audit methodology and regulatory-aligned practices across enterprise risk management.
• Oversee QAIP end-to-end with root-cause analysis and action closure.
• Drive continuous improvement using data analytics and automation to enhance quality and efficiency.
• Provide senior-level support to audit teams, shaping standards to reduce inquiries.
• Collaborate across Fidelity to align audit practices with enterprise risk management.

Skills

Leadership presence

Strategic mindset

Data analytics

Relationship management

Regulatory awareness

Education

BA/BS in a relevant field

CIA/CPA/CISA certification preferred

Tools

Excel

PowerPoint

Job description

Job Description:

Audit Director – Professional Practices - Fidelity Corporate Audit (FCA)

Note: Fidelity will not provide immigration sponsorship for this position

The Role
Join the Professional Practices Group (PPG) as an Audit Director and help shape the strategic direction of Fidelity’s audit methodology, quality framework, and governance practices. This senior leadership role oversees several enterprise‑critical workstreams that strengthen audit execution, enhance risk management, and influence senior decision‑making across the organization. The position drives high‑impact Audit Committee and Board reporting, provides executive oversight of the quality assurance and improvement program (QAIP), and leads the integration of strategic enhancements into FCA’s methodologies, tools, and processes.

Key responsibilities include:

• Partnering with senior audit executives to develop strategic, data‑driven reporting for the Audit Committee, Board, and executive leadership.
• Serving as a senior subject matter expert for complex audit methodology and professional practices inquires.
• Leading the advancement of FCA’s audit methodology, incorporating regulatory expectations, leading practices, and firmwide risk management developments.
• Overseeing the QAIP program end‑to‑end, including root‑cause analysis, trend identification, corrective action oversight, and integration of results into methodology, guidance, and training.
• Driving continuous improvement using data analytics, automation, and technology‑enabled solutions to enhance quality, consistency, and efficiency.
• Providing senior‑level support to audit teams, shaping standards and guidance to reduce recurring inquiries.
• Building strong partnerships across Fidelity to align audit practices with enterprise risk management strategies, regulatory expectations, and business priorities.
• Leading strategic and cross‑functional initiatives that support innovation, regulatory change, workforce enablement, and FCA operating model enhancements.

The Expertise and Skills you Bring
This role requires deep audit expertise, strong leadership presence, and a strategic mindset. It calls for the ability to manage complex initiatives, influence across levels, and deliver high‑quality outcomes in a dynamic environment. Strong analytical thinking, clear communication, and effective relationship management are essential. The position demands high standards for quality, accountability, and continuous improvement. A track record of advising senior leaders, leading complex risk‑based initiatives, and providing thought leadership that advances audit capabilities is key. Advanced proficiency in Excel and PowerPoint, 10+ years of audit or related experience (preferably in financial services), and a BA/BS in a relevant field are required; professional certifications (CIA, CPA, CISA) are strongly preferred.

The Team

PPG defines and advances FCA’s audit methodology in alignment with IIA Standards and leading industry practices. As a senior member of the team, this role contributes to the policies, procedures, and operating standards that ensure Fidelity’s audits meet the highest professional expectations. PPG oversees methodology maintenance, QAIP, enterprise risk assessment enablement, executive reporting and business insights, workforce management reporting, training and development, records retention compliance, and access governance for audit systems. The team plays a central role in sustaining the quality, consistency, and strategic impact of FCA’s operating model.

Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to roles listed as Remote or Onsite.

Company Overview

At Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com. Fidelity Investments is an equal opportunity employer. Fidelity will reasonably accommodate applicants with disabilities who need adjustments to complete the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to [e-mail].

Fidelity’s Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Certifications:

Category:

Audit

Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.