Associate Wealth Advisor

Waverly Advisors, LLC; Dayton (OH); On-site; USD 70,000 - 100,000; Full time

Benefits offered by this job

Comprehensive health, dental, and eye

401(k) matching and profit sharing

Twelve paid holidays

Birthday week extra vacation day

Flexible time-off policy

Paid sabbatical after seven years

Job summary

Waverly Advisors, LLC in Dayton, OH seeks an Associate Wealth Advisor to support high-net-worth clients under senior guidance. You will assist with client relationships, operational support, and advanced planning processes while developing advisory skills.

Ideal candidates communicate effectively, are detail-oriented, and eager to learn within a collaborative Wealth Advisory team. A strong foundation in finance and planning software is required.

Qualifications

• Bachelor’s degree in Finance, Business, Economics, or related field.
• Series 65 required; CFP certification preferred.
• 2–5 years in financial services, preferably at an RIA.
• Adept with planning software such as eMoney, Right Capital, or Money Guide Pro.
• CRM experience with Salesforce; familiarity with custodians Schwab, TradePMR, or Fidelity.
• Detail-oriented self-starter with strong communication, writing, and organizational skills.

Responsibilities

• Facilitates the client consulting process through preparation and follow-up of each step.
• Supports Wealth Advisors in business development and drives organic growth.
• Executes client requests, updates information, and follows up on items.
• Develops wealth management acumen and understands investment philosophy and planning.
• Prepares client meeting materials and attends meetings.
• Collaborates with planners to develop financial plans for clients.
• Monitors asset allocations, rebalancing, and trade recommendations.
• Manages deliverables from start to finish with teams and external parties.
• Documents client communications and uses CRM effectively.
• Provides on-demand reports to advisors and clients; participates in team meetings.
• Reviews quarterly reports for accuracy and tracks special projects.
• Manages client onboarding and new account paperwork with client service.
• Utilizes custodial platforms to maintain client accounts as needed.

Skills

Attention to detail

Communication

Presentation skills

Writing proficiency

Organization

Teamwork

Lifelong learning

MS Office

Education

Bachelor’s degree in Finance/Business/Economics or related field

Series 65

CFP certification preferred

Tools

eMoney

Right Capital

Money Guide Pro

Salesforce

Schwab/TradePMR/Fidelity custodial platforms

Job description

Waverly Advisors’ primary goal is to serve our clients, one another, and our communities. Wearen’tyour typical wealth management firm. Our intense client focus is at the center of everything we do. We go far beyond just managing our clients’ investments, offering truly in-depth financial planning. We set ourselves apart byactually livingand acting on our guiding principle, ‘Serve.’ It is the reason we go to work every day.

In this role,you’llbe challenged to take on work that upholds our guiding principle and drives Waverly Advisors forward. We hopeyou’llgrow as a person and leader in your field and transform those around you as well.

We are looking to add an Associate Wealth Advisor to our team in our Dayton, OH office. The Associate Wealth Advisor is an essential part of the Waverly Advisors team, providing comprehensive support to our high-net-worth clients by working closely with experienced Wealth Advisors. The Associate Wealth Advisor assists advisors with the operational needs of their clients, helps to manage client relationships, and actively participates in the advanced planning process. This is accomplished through ongoing communication, excellent client service, and outstanding operational support. This role is ideal for those who wish to develop client advisory skills under the guidance and mentorship of an experienced Wealth Advisory team. A successful candidate will have the ability to effectively communicate with clients and team members, critical attention to detail, strong written and verbal communication skills, an energetic and positive attitude, and a willingness to learn. Organizational skills, resiliency and flexibility, promptness, and the ability to anticipate needs are necessary in all tasks and responsibilities.

Associate Wealth Advisor Responsibilities

• Facilitates the client consulting process through the preparation and follow-up of each step of the client experience and active participation in client meetings.
• Supports Wealth Advisors in business development while driving their own efforts to generate organic growth.
• Executes client requests, updates client information, and follows up on open items for advisors and clients.
• Builds a strong wealth management acumen with an understanding of Waverly’s investment philosophy and ongoing general market outlook, portfolio construction and management, goals-based financial planning, alongside estate, tax and philanthropic planning considerations.
• Prepares client meeting materials and attends client and/or prospect meetings.
• Collaborates with financial planners and wealth advisors to develop financial plans that assist clients to understand their financial picture and develop strategies to achieve their goals.
• Monitors clients’ asset allocations, rebalancing of portfolios, and trade recommendations by working with Wealth Advisors and our internal trading team.
• Manages completion of deliverables from start to finish with Client Service Associates and/or various internal and external parties as needed.
• Provides diligent documentation of client communication and utilizes CRM software.
• Serves day-to-day client needs and collaborates with team members to ensure the highest level of service.
• Provides on-demand and scheduled reports to advisors and clients, as requested.
• Participates in and contributes to team meetings, as assigned.
• Reviews quarterly reports for accuracy.
• Tracks and completes any special projects throughout the year as needed.
• Manages client onboarding processes and facilitates new account paperwork with the client service team.
• Utilizes various custodial platforms such as Schwab, Fidelity and Pershing to help maintain client accounts as needed.

Qualifications

• Bachelor’s Degree required preferably in Finance, Business, Economics, or a related field.
• Series 65 required, CFP® preferred.
• Two to five years’ experience in the financial services industry, preferably at an RIA.
• Adeptness with financial planning software such as eMoney, Right Capital, or Money Guide Pro.
• Proficiency in a CRM such as Salesforce.
• Experience working with financial custodians such as Schwab, TradePMR, or Fidelity. Schwab preferred.
• Detail-oriented self-starter with problem solving ability, adaptability, and flexibility.
• Effective speaking and presentation skills.
• Excellent writing proficiency.
• Outstanding organizational skills and the ability to prioritize and balance multiple projects simultaneously.
• Coachable with the ability to work in a team environment and independently.
• Learning and development mindset and drive for continuous improvement.
• Personal commitment to continuing education for professional development and growth.
• Proficient with Microsoft Office suite.

Travel:

• Occasional travel to meet with clients may occur.

Physical Requirements:

• Prolonged periods of sitting at a desk and working on a computer.
• Must be able to lift 15 pounds at times.
• Must be able to access and navigate each department at the organization’s facilities.

Benefits:

• Comprehensive Health, Dental, and Vision coverage to support your overall well‑being.
• 401(k) retirement plan with match and profit sharing to help you invest in your future.
• Twelve paid holidays each year.
• An extra vacation day during your birthday week—so you cancelebrateyou!
• Responsible Time Off Policygivingflexibility without annual PTO limits, while balancing team responsibilities and business needs.
• Paid sabbatical program: Enjoy four consecutive weeks of paid time off after seven years of service.
• Compensation commensurate with experience.

Legal:

Waverly Advisors, LLC. is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, creed, religion, sex, gender, genetic information, national origin, disability, uniform service, veteran status, age, or any other classification protected by federal, state, or local law.