Associate Regulatory Counsel – Client Engagements

CXG Holdings Inc; Town of Smithtown (NY); On-site; USD 120,000 - 140,000; Full time

Benefits offered by this job

401(k)

401(k) matching

Bonus based on performance

Competitive salary

Dental insurance

Flexible schedule

Opportunity for advancement

Paid time off

Parental leave

Training & development

Vision insurance

Job summary

Compliance Exchange Group (CXG) seeks an Associate Attorney for regulatory consulting in Smithtown, NY. This in-office role targets attorneys with 5–10 years of experience who can own client matters, communicate clearly, and manage complex regulatory work.

Responsibilities include preparing regulatory applications, researching requirements, and maintaining organized files. Prior securities-law or FINRA experience is helpful but not required.

Qualifications

• Juris Doctor and at least five years of attorney experience.
• Experience managing multiple matters or projects for clients.
• Strong research, analytical, writing, and document-review skills.
• Experience with timekeeping, billing narratives, and accountability for client work.
• In-person work at the Smithtown office, Monday–Friday.

Responsibilities

• Take ownership of client engagements, including project plans and deadlines.
• Maintain clear, proactive communication with clients about progress and next steps.
• Research regulatory requirements and support FINRA CMAs and related filings.
• Review, organize, edit, and proofread client documents and applications.
• Coordinate with clients, internal specialists, and regulatory contacts.
• Track time accurately and write clear billing descriptions.
• Identify missing information and escalate obstacles early.
• Maintain organized electronic files and status records.

Skills

Research skills

Writing skills

Client communication

Time management

Attention to detail

Education

Juris Doctor degree

Tools

MS Word

Outlook

Document management

Job description

Compliance Exchange Group (CXG) seeks an Associate Attorney for regulatory consulting in Smithtown, NY. This in-office role targets attorneys with 5–10 years of experience who can own client matters, communicate clearly, and manage complex regulatory work.

Responsibilities include preparing regulatory applications, researching requirements, and maintaining organized files. Prior securities-law or FINRA experience is helpful but not required.