Associate General Counsel, Litigation

nasdaq; United States; Hybrid; USD 139,000 - 243,000; Full time

Benefits offered by this job

401(k) match

Employee stock purchase program

Student loan repayment program

Life and disability plans

Paid time off

Healthcare coverage (medical, dental,?

Job summary

Nasdaq seeks an Associate General Counsel, Litigation to represent Nasdaq in SEC administrative proceedings and manage listing/delisting appeals that uphold market integrity.

You will draft briefs, coordinate with Listing Qualifications, Hearings, and compliance teams, and advise on rule filings with the SEC. Strong writing and regulatory experience are essential.

This role is based in Washington DC or New York with a hybrid work arrangement (in-office at least 3 days a week).

Qualifications

• J.D. or LLM from a top-ranked U.S. law school or foreign equivalent with active admission in one or more U.S. state bars.
• 2–5 years of experience at a top-tier law firm, financial institution, technology company, or government agency focusing on litigation, regulatory enforcement, administrative proceedings, or securities law.
• Substantive expertise in SEC administrative proceedings or complex commercial litigation with strong brief drafting and advocacy.
• Experience conducting or responding to regulatory inquiries by federal financial regulators.
• Excellent written and verbal communication skills with high integrity and judgment.

Responsibilities

• Represent Nasdaq in SEC administrative proceedings and manage appeals from listing/delisting determinations before Nasdaq panels and the SEC.
• Draft and review briefs, motions, and legal filings; occasionally appear on Nasdaq’s behalf.
• Coordinate with Listing Qualifications, Hearings, and compliance teams to develop legal positions and prep witnesses.
• Advise on Nasdaq rule filings with the SEC related to listing standards, delisting procedures, and litigation matters.
• Brief directors and senior management on litigation, regulatory investigations, and law developments.

Skills

Securities law

Litigation experience

Regulatory enforcement

Legal writing

Brief drafting

Regulatory inquiries

Education

J.D. or LLM (top US law school)

Job description

As an Associate General Counsel, Litigation you'll play a critical role in representing Nasdaq in SEC administrative proceedings and managing complex listing and delisting appeals that are fundamental to the integrity of our markets.

You'll thrive in this position if you're a detail-oriented legal professional with a strong background in securities law or administrative proceedings, a collaborative mindset, and the ability to deliver results in a fast-paced, highly regulated global environment.

Key Responsibilities

• Represent Nasdaq in SEC administrative proceedings and manage appeals from listing and delisting determinations before the Nasdaq Hearings Panel, the Nasdaq Listing and Hearing Review Council, and the SEC.
• Draft and review briefs, motions, and legal filings in connection with administrative proceedings and appeals, and occasionally appear on behalf of Nasdaq in certain proceedings.
• Coordinate with Nasdaq's Listing Qualifications, Hearings, and compliance teams to develop legal positions, gather evidence, and prepare witnesses for administrative proceedings.
• Advise on and support Nasdaq's rule filings with the SEC related to listing standards, delisting procedures, and other matters connected to litigation and appellate work.
• Brief directors and senior management on actual or threatened litigation, regulatory investigations, and developments in the law that may impact Nasdaq's business.

Required Qualifications

• J.D. or LLM from a top-ranked U.S. law school or foreign equivalent, with active admission and good standing in one or more U.S. state bars.
• 2-5 years of experience at a top-tier law firm, financial institution, technology corporation, or government agency, with a focus on litigation, regulatory enforcement, administrative proceedings, or securities law.
• Substantive expertise in SEC administrative proceedings or complex commercial litigation, with demonstrated strength in brief drafting and legal advocacy.
• Experience conducting or responding to regulatory inquiries by federal financial regulators.
• Excellent written and verbal communication skills, with strong attention to detail and a high standard of professional integrity and judgment.

Preferred Qualifications

• Experience with exchange or self-regulatory organization (SRO) listing standards, delisting procedures, or rulemaking.
• Ability to advise on risk mitigation best practices and track global legal developments in a dynamic, multinational environment.
• Demonstrated ability to develop subject matter expertise across a broad range of legal issues in a global financial technology company.

This position will be located in Washington DC or New York and offers the opportunity for a hybrid work environment at least 3 days a week in‑office, subject to change, providing flexibility and accessibility for qualified candidates.

Come as You Are

Nasdaq is an equal opportunity employer. We welcome applications from candidates of all backgrounds and identities.

We are committed to fostering an inclusive workplace where diverse perspectives, experiences, and identities are valued and celebrated.

We ensure that individuals with disabilities are provided with reasonable accommodation throughout the hiring process.

What We Offer

We're proud to offer a competitive rewards package that is meaningful, recognizes the unique needs of our employees and their families and incentivizes employees for their contribution to Nasdaq's overall success.

The base pay range for this role is $139,000 - $243,000. In addition to base salary, Nasdaq provides a generous annual bonus/commission (short-term incentive), and equity (long-term incentive), comprehensive benefits, and opportunity for growth. Exact compensation may vary based on several job-related factors that are unique to each candidate, including but not limited to: skill set, experience, education/training, business needs and market demands.

Nasdaq's programs and rewards are intended to allow our employees to:

• Secure Wealth: 401(k) program with 6% employer match, Employee Stock Purchase Program with 15% discount, Student loan repayment program up to $10k, Company paid life and disability plans, Generous paid time off
• Prioritize Health: Comprehensive medical, dental and vision coverage, Health spending account with employer contribution, Paid flex days to support mental wellbeing, Gym membership discounts
• Care for Family : Hybrid home/office schedule (for most positions), Paid parental leave, Fertility benefits, Paid bereavement leave
• Connect with Community: Company gift matching program, Employee resource groups, Paid volunteer days
• Grow Career: Education Assistance Program, Robust job skills training and Professional development opportunities

For more information, visit Nasdaq Benefits & Rewards Career page .