Associate Financial Advisor II: Grow Client Wealth

LPL Financial; Los Angeles (CA); On-site; USD 82,000 - 137,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial is seeking an Associate Financial Advisor in the Los Angeles area. You will work with an experienced LPL Advisor to deliver advice, planning, and investment management support, gaining access to a broad network of industry professionals and resources.

You will build and protect client assets, develop investment strategies, and grow your client base while following all compliance and regulatory requirements.

Qualifications

• Bachelor’s degree or equivalent working experience.
• FINRA Series 7 and Series 66 licenses (or Series 63 and 65) or ability to obtain within 120 days of hire.
• Strong understanding of financial planning principles and investment products.

Responsibilities

• Help clients grow and protect assets to meet financial goals.
• Assist in portfolio trading and investment planning.
• Develop and nurture client relationships and referral networks.
• Prepare client communications, forms, and account documents.
• Adhere to Compliance and Legal requirements and company policies.
• Schedule meetings and respond to routine client inquiries.
• Participate in coaching sessions and training to improve sales skills.

Skills

Client relationships

Financial planning

Communication skills

CRM proficiency

Multitasking

Education

Bachelor’s degree

Tools

CRM software

Microsoft Office Suite

Job description

LPL Financial is seeking an Associate Financial Advisor in the Los Angeles area. You will work with an experienced LPL Advisor to deliver advice, planning, and investment management support, gaining access to a broad network of industry professionals and resources.

You will build and protect client assets, develop investment strategies, and grow your client base while following all compliance and regulatory requirements.