Associate Financial Advisor

Lpl Financial Holdings; Seattle (WA); On-site; USD 40,000 - 70,000; Full time

Job summary

Kohler Credit Union in Kohler, WI, and TruStage offer an Associate Financial Advisor role connected to LPL Financial. This position works with a top advisor to serve members with financial solutions, using LPL's technology and a broad array of investment products.

Licensing requirements in focus include Series 7 and 66, with an insurance license recommended. Compensation includes a base pay range and potential sales incentives; adherence to regulatory requirements applies as the employment is

Qualifications

• Series 7 and 66 are required; licensing support and educational credentials are part of the role.
• Insurance license is recommended but not required.

Responsibilities

• Partner with a top advisor to manage a portion of their book of business.
• Build a strong client base through the credit union's referral system.
• Identify and attract new clients from the credit union's member base.
• Create client solutions using an open-architecture platform without proprietary products.

Skills

Licensing: Series 7 & 66

Client relationship skills

Tools

Open architecture platform

Access to investment products

LPL technology suite

Job description

Full Job Description

Your career path should lead to real opportunity.

LPL Financial partners with TruStage to offer a complete menu of financial services to credit union clients. This employment opportunity at TruStage located at Kohler Credit Union in Kohler, WI would allow you to join Kohler Credit Union as an Associate Financial Advisor working for TruStage and associated with LPL Financial. Under this model Financial Advisors are not employees of LPL Financial.

The Investment Program at Kohler Credit Union supports the local community and you will be joining a team that is dedicated to helping members in every stage of their financial life.

This exciting position will allow you to grow your career and business, helping the people and families that look to Kohler Credit Union for financial solutions.

What this position will offer

• The opportunity to partner with a top advisor working a portion of their book of business
• The ability to build a strong client base with the credit union's exceptional referral system
• The opportunity to find new clients via the credit union's member base
• The opportunity to create client solutions without proprietary products
• The ability to grow your business with LPL's combination of tools, technology, and support
• The benefit of LPL's experience helping financial institutions grow and maximize their investment programs
• The opportunity to capitalize on the credit union's reputation and community standing
• The opportunity to become a financial advisor in the future

As an advisor associated with LPL Financial, you benefit from our commitment to take care of you so you can take care of your clients.

Your partnership includes

• Access to our proprietary technology and a suite of customized services
• An open architecture platform with access to thousands of investment products from leading third-party product sponsors
• Resources and expertise across the firm to help you create client solutions
• The freedom to create solutions specific to your client's goals

Whatever your vision of success, we're with you every step of the way.

Licensing Requirements

• Series 7 and 66 (63/65) required
• Insurance license recommended

Application Process

Apply online at:

By submitting an application, you are not applying for employment with LPL Financial. Employment is with TruStage, however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses.

Required Disclosure

These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Kohler Credit Union.

Compensation

Pay Range: $40,000 - $70,000

The salary range is dependent on a number of factors, including the applicant's skill, experience, and work location. This position is also eligible to earn sales incentive compensation.

Tracking # 1-05026674