Associate Compliance Consultant at Renaissance Regulatory Services, Inc.

Wayne State University; Deerfield Beach (FL); On-site; USD 60,000 - 80,000; Full time

Benefits offered by this job

Health insurance

Retirement benefits

Flexible work schedules

Job summary

A compliance consulting firm in Deerfield Beach, FL is seeking an Associate Compliance Consultant. Responsibilities include supporting compliance administration, conducting inspections and regulatory research, and drafting policies. The ideal candidate is pursuing or has completed an undergraduate degree in business, demonstrating strong organizational and analytical skills. The firm offers a comprehensive benefits package including health insurance and retirement benefits.

Qualifications

• Exceptional organizational, analytical, communication and interpersonal skills.
• Capability to work on multiple complex projects with minimum supervision.
• Proficient in MS Word, Excel, and Access.

Responsibilities

• Support RRS Compliance Administrator and Regulatory Compliance Consulting practices.
• Perform compliance program inspections and testing.
• Conduct regulatory research and trade surveillance.
• Draft written policies and procedures.

Skills

Organizational skills

Analytical skills

Communication skills

Interpersonal skills

Proficiency in MS Word

Proficiency in Excel

Proficiency in Access

Education

Undergraduate degree in business or related field

Job description

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Renaissance Regulatory Services (RRS) is currently seeking applicants for the position of Associate Compliance Consultant in our Deerfield Beach, FL office. The Associate Compliance Consultant supports RRS Compliance Administrator and Regulatory Compliance Consulting practices in various capacities, including performing compliance program inspections and testing, conducting regulatory research, trade and communications surveillance, and drafting written policies and procedures. This position involves traveling for short periods to client locations and attending industry conferences for business development and training purposes.

Minimum Qualifications

Candidates should have completed or be near completion of an undergraduate degree with a major in business. Candidates must have exceptional organizational, analytical, communication and interpersonal skills; and be capable of working on multiple projects of a complex nature with minimum supervision. Applicants must be proficient in MS Word, Excel, and Access. The position is based in Deerfield Beach, Florida. Preference will be given to former military, those with industry experience, recent graduates who majored in risk management, finance, accounting, or law. Regulatory knowledge or experience that includes the SEC, FINRA, or a state regulatory agency is a plus, but not required.

Position Requirements

Position Type: Full-Time Job

Academic Year(s): Senior, Alumnus

Degree Level: Bachelors

About RRS

RRS provides regulatory compliance and operational consulting and support services to registered investment advisers, broker-dealers, mutual funds, hedge funds, and related financial services firms. RRS also provides expert witness and litigation support services in connection with civil litigation and regulatory matters. RRS offers a full range of benefits, including health insurance, retirement benefits, and flexible work schedules.