Asset Management- Regulatory - Mid-Level Associate

BCG Attorney Search

Chicago (IL)

On-site

USD 150,000 - 210,000

Full time

7 days ago
Be an early applicant
Application generator

Turn this role into an interview — a resume and cover letter built around what this employer wants.

Get past ATS filters

Job summary

BCG Attorney Search seeks a mid-level Associate Attorney in Chicago with at least 2 years of substantive asset management experience to join a private funds practice. The role emphasizes regulatory and compliance matters under the Investment Advisers Act and related U.S. securities laws.

The attorney will advise on formation, structuring, and ongoing operation of private equity funds, hedge funds, and other investment vehicles, with emphasis on adviser regulation and compliance.

Qualifications

  • Requires 2+ years of substantive asset management experience.
  • Strong regulatory and compliance knowledge in investment management.
  • Experience advising on formation, structuring, and ongoing management of private funds.
  • Familiarity with private equity funds, hedge funds, and similar vehicles.

Responsibilities

  • Advise private funds and advisers on regulatory and compliance matters.
  • Assist clients with formation and structuring of private investment funds.
  • Provide regulatory guidance for ongoing management of private funds and advisers.
  • Counsel advisers on applicable regulatory requirements and compliance obligations.
  • Analyze issues under the Investment Advisers Act and related securities laws.
  • Assist clients in understanding and complying with regulatory requirements affecting funds and advisers.
  • Research developments in investment management regulation and securities law.
  • Provide guidance on regulatory considerations for fund structures and investment management.
  • Collaborate with attorneys and clients on sophisticated asset management matters.
  • Develop expertise on the regulatory framework governing private investment funds and advisers.

Skills

Asset management law
Regulatory compliance
Fund formation
Advice to advisers
Legal research
Securities regulation

Education

Juris Doctor (JD)
Active Illinois Bar

Job description

Job Overview:

A law firm is seeking a mid-level Associate Attorney with at least 2 years of substantive asset management experience to join its investment funds practice in Chicago, Illinois. The position focuses on regulatory and compliance matters involving private investment funds and their investment advisers. The attorney will advise clients regarding the formation, structuring, and ongoing operation of private equity funds, hedge funds, and other private investment vehicles, with particular emphasis on the Investment Advisers Act and related U.S. securities laws.

Duties:
  • Advise private investment funds and investment advisers on regulatory and compliance matters.
  • Assist clients with the formation and structuring of private investment funds.
  • Provide regulatory guidance regarding the ongoing management and operation of private equity funds, hedge funds, and other investment vehicles.
  • Counsel investment advisers regarding applicable regulatory requirements and compliance obligations.
  • Analyze issues arising under the Investment Advisers Act and related U.S. securities laws.
  • Assist clients in understanding and complying with regulatory requirements affecting private funds and investment advisers.
  • Research and analyze developments in investment management regulation and securities law.
  • Provide guidance regarding regulatory considerations associated with fund structures and investment management activities.
  • Collaborate with attorneys and clients on sophisticated asset management and fund formation matters.
  • Develop subject matter expertise regarding the regulatory framework governing private investment funds and investment advisers.
Requirements:
  • At least 2 years of substantive asset management experience.
  • Significant regulatory and compliance knowledge related to investment management.
  • Experience advising clients on the formation, structuring, and ongoing management of private investment funds.
  • Experience with private equity funds, hedge funds, and/or similar private investment vehicles.
  • Experience advising investment advisers on regulatory and compliance matters.
  • Strong knowledge of the regulatory framework governing private investment funds.
  • Familiarity with the Investment Advisers Act and related U.S. securities laws.
  • Strong interest in developing advanced subject matter expertise in investment management regulation.
  • Active bar admission in Illinois for candidates practicing from the Chicago office.
Education and Certifications:
  • Juris Doctor (JD) from an accredited law school.
  • Active Illinois Bar membership for the Chicago office.
Skills:
  • Investment management and asset management law.
  • Private investment fund regulation.
  • Private equity and hedge fund matters.
  • Investment adviser regulation.
  • Investment Advisers Act compliance.
  • U.S. securities laws and regulations.
  • Fund formation and structuring.
  • Regulatory and compliance counseling.
  • Legal research and regulatory analysis.
  • Ability to analyze complex securities and investment management issues.
  • Strong written and verbal communication skills.
  • Client counseling and problem-solving abilities.
  • Strong attention to detail.
  • Ability to collaborate effectively on sophisticated investment management matters.
Benefits:

Benefits information was not specified in the job description.

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Associate - Corporate Investment Funds Regulatory
Associate - Corporate Investment Funds Regulatory

BCG Attorney Search • Chicago (IL)

On-site
USD 80,000 - 120,000
Comprehensive health and wellness programs
Resources for family building and care
Financial planning and retirement savings options
Associate - Corporate Investment Funds Regulatory
Associate - Corporate Investment Funds Regulatory

BCG Attorney Search • New York (NY)

On-site
USD 180,000 - 230,000
Health and wellness programs
Family building support
Retirement savings plans
Private Funds Associate
Private Funds Associate

BCG Attorney Search • Chicago (IL)

On-site
USD 120,000 - 180,000
Equal employment opportunity policy
Asset Management Associate Private Funds
Asset Management Associate Private Funds

BCG Attorney Search • Chicago (IL)

On-site
USD 130,000 - 180,000
Comprehensive health insurance
Retirement savings plan
Professional development opportunities
Mid-Level Associate - Asset Management Regulatory
Mid-Level Associate - Asset Management Regulatory

BCG Attorney Search • New York (NY)

On-site
USD 180,000 - 240,000
Associate - Corporate Investment Funds
Associate - Corporate Investment Funds

BCG Attorney Search • Chicago (IL)

On-site
USD 80,000 - 120,000
Comprehensive health and wellness programs
Resources for family building and care
Financial planning and savings support
Fund Formation and Investment Management Associate
Fund Formation and Investment Management Associate

BCG Attorney Search • Chicago (IL)

On-site
USD 120,000 - 180,000
Medical, Dental, and Vision insurance
401(k) Retirement plan
Disability and Life insurance
+2
Investment Management Associate
Investment Management Associate

BCG Attorney Search • Chicago (IL)

Hybrid
USD 120,000 - 180,000
Competitive compensation package
Hybrid work schedule
Mid-Level Asset Management Regulatory Attorney — Chicago
Mid-Level Asset Management Regulatory Attorney — Chicago

BCG Attorney Search • Chicago (IL)

On-site
USD 150,000 - 210,000
Associate - Corporate Investment Funds Regulatory
Associate - Corporate Investment Funds Regulatory

BCG Attorney Search • Washington

On-site
USD 140,000 - 200,000
Health & wellness programs
Family building support
Financial planning resources