AML/KYC Compliance Associate — Risk & Controls

ACCA Careers; Chicago (IL); On-site; USD 61,500 - 98,300; Full time

Job summary

Northern Trust is seeking an Associate Consultant in Business Unit Control to review client files for AML policy conformance and assist front office teams with queries. The role involves ensuring compliance with CIP, EDD, and KYC requirements across WM accounts.

The successful candidate will analyze information, escalate risks, and support Global AML guidelines. Strong communication and organizational skills are essential for success in a dynamic financial services environment.

Qualifications

• AML regulatory knowledge including CIP, EDD and KYC requirements.
• Strong analytical, interpersonal, verbal and written communication skills.
• Strong written communication skills to document work and summarize findings.
• Excellent organizational skills.

Responsibilities

• Reviews client files for conformance with AML policies and regulatory requirements for new WM account openings.
• Provides support and functional knowledge for AML compliance.
• Identifies and escalates regulatory compliance risks to Global AML management.
• Performs business-related activities to support Global AML Compliance guidelines.
• Assists in resolving compliance issues including actions in response to regulatory exams and audits.
• Uses procedures to solve standard problems and analyzes information to make judgments.

Skills

AML regulatory knowledge

CIP, EDD, KYC

Analytical skills

Written & verbal communication

Organizational skills

Job description

Northern Trust is seeking an Associate Consultant in Business Unit Control to review client files for AML policy conformance and assist front office teams with queries. The role involves ensuring compliance with CIP, EDD, and KYC requirements across WM accounts.

The successful candidate will analyze information, escalate risks, and support Global AML guidelines. Strong communication and organizational skills are essential for success in a dynamic financial services environment.