AI Trade Surveillance & Controls Analyst

Santriya Technologies; United States; Remote; USD 90,000 - 130,000; Full time

Job summary

Santriya Technologies Ltd is seeking an AI Trade Surveillance & Controls Analyst to investigate market-conduct and surveillance alerts using AI/ML-assisted pattern detection while ensuring decisions are evidence-based, explainable and compliant with regulatory procedures.

You review trade/order/communication alerts, summarize sequences, surface relevant policies, verify source evidence independently and escalate credible concerns to compliance teams within required timelines.

Qualifications

• Experience applying AI/ML to surveillance analytics and pattern detection.
• Familiarity with regulatory procedures in financial markets.

Responsibilities

• Review trade/alert data and contextual market information.
• Use AI to summarize sequences, cluster events and surface policies.
• Assess potential market misconduct such as spoofing, layering or insider dealing.
• Document rationale for closure or escalation in a reproducible manner.
• Escalate credible concerns to compliance and legal teams within timelines.
• Identify false positives and work with model owners on tuning.
• Maintain confidentiality and information barriers.
• Participate in QA, calibration and regulatory/audit responses.

Skills

AI/ML pattern detection

Surveillance analytics

Job description

Job Summary

Santriya Technologies is seeking an AI Trade Surveillance & Controls Analyst to investigate market-conduct and surveillance alerts using AI/ML-assisted pattern detection while ensuring decisions are evidence-based, explainable and compliant with regulatory procedures.

Responsibilities

• Review trade/order/communication alerts and contextual market data.
• Use AI to summarize sequences, cluster related events and surface relevant policies; verify source evidence independently.
• Assess potential spoofing, layering, insider dealing, manipulation or conduct concerns as applicable.
• Document rationale for closure or escalation in a clear, reproducible manner.
• Escalate credible concerns to compliance/legal investigation teams within required timelines.
• Identify false-positive patterns and control gaps and work with model/rules owners on tuning.
• Maintain confidentiality and information barriers.
• Participate in QA, calibration and regulatory/audit responses.

AI-enabled ways of working

• Use approved GenAI copilots, enterprise search/RAG, analytics and workflow agents to reduce repetitive work and improve decision preparation.
• Keep prompts, outputs and automated actions within approved data-access, confidentiality and retention rules.
• Correct inaccurate summaries, classifications or recommendations before they become customer, operational or system records.
• Feed recurring AI errors, knowledge gaps and process friction into product, documentation and control improvement.

Human accountability

AI is a copilot, not the accountable decision-maker. The role holder remains responsible for judgement, quality, privacy, security and appropriate escalation. Credit, fraud blocking, legal/regulatory, financial advice, safety-critical, clinical, employment and other high-impact decisions must follow delegated authority and required human review.

Success Measures

• Alert quality and investigator productivity improve
• Escalations remain timely and well-supported
• False positives reduce responsibly
• Evidence and rationale are audit-ready