VP, Quality Control, Group Compliance

United Overseas Bank Limited (UOB); Singapore; On-site; SGD 80,000 - 100,000; Full time

Job summary

A leading Asian bank in Singapore is seeking a Quality Control team member in Group Compliance. The role involves leading reviews, assessing control processes, and ensuring compliance within the banking and financial services industry. Candidates must have a degree, at least 8 years of relevant experience, and strong communication skills. The position offers an opportunity to contribute to strategic compliance initiatives and requires proficiency in data analytics tools.

Qualifications

• At least 8 years of experience in audit or compliance assurance.
• Demonstrated initiative, proactiveness, and accountability.
• Ability to establish positive engagement with stakeholders.

Responsibilities

• Lead and execute reviews independently and efficiently.
• Assess and provide recommendations on control processes.
• Prepare periodic updates to Group Compliance management.

Skills

Leadership

Communication skills

Data analytics

Stakeholder engagement

Education

Degree qualification

Tools

Data visualization tools

Job description

About UOB

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values - Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

Job Description

The successful candidate will be part of the Quality Control team in Group Compliance, with the following key responsibilities -

• Lead and/or execute reviews independently and efficiently, including review planning and key control evaluation and testing.
• Assess the effectiveness and efficiency of control processes, with a view to provide value-added recommendations to stakeholders for the identified areas of concern.
• Complete assigned reviews effectively and within the established timelines.

Job Requirements

• Degree qualification with at least 8 years of work experience, preferably in audit or compliance assurance in the banking and financial services industry.
• Demonstrate high level of initiative, pro-activeness and accountability.
• Excellent oral and written communication skills.
• Ability to establish and maintain positive engagement with stakeholders and team members.
• Proficiency in the use of data analytics and visualisation tools would be preferred.
• Develop use cases for the implementation of data-driven continuous assurance to provide higher level of assurance.
• Perform continuous assurance on selected review areas and identify areas of improvement to ensure robustness.
• Ensure concise and clear review findings and reports are presented on a timely basis, and follow up on review findings to ensure proper resolution.
• Support the Team Lead in the preparation of periodic updates to the Group Compliance management.
• Participate in Group Compliance's strategic initiatives and projects as opportunities arise.
• Stay informed of the latest regulations and standards in the banking and financial services industry to ensure compliance and best practices.

Additional Requirements

Be a Part of the UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

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