VP, Financial Advisory Compliance & Framework

UOB; Singapore; On-site; SGD 150,000 - 200,000; Full time

Job summary

A leading financial institution in Singapore seeks a Vice President for Financial Advisory Framework & Compliance. The successful candidate will lead the development and oversight of the compliance framework for financial advisors, ensuring adherence to regulatory standards. Responsibilities include driving compliance initiatives, collaborating with cross-functional teams, and enhancing advisor performance. Ideal candidates will have over 10 years of experience in financial services and strong leadership skills. This role offers opportunities for strategic influence and professional growth.

Qualifications

• 10+ years in financial services with experience in compliance and advisory frameworks.
• Experience with regulatory bodies or audit functions is a plus.

Responsibilities

• Lead the development and oversight of the compliance framework for financial advisors.
• Drive compliance initiatives and align them with business objectives.
• Collaborate with stakeholders to mitigate risks and enhance advisor performance.

Skills

Financial regulations knowledge

Strategic thinking

Cross-functional leadership

Data analysis and reporting

Interpersonal skills

Education

Bachelor’s degree in finance, business, law, or a related field

Job description

A leading financial institution in Singapore seeks a Vice President for Financial Advisory Framework & Compliance. The successful candidate will lead the development and oversight of the compliance framework for financial advisors, ensuring adherence to regulatory standards. Responsibilities include driving compliance initiatives, collaborating with cross-functional teams, and enhancing advisor performance. Ideal candidates will have over 10 years of experience in financial services and strong leadership skills. This role offers opportunities for strategic influence and professional growth.