VP & Director, Investment Banking Compliance

Pure Search SG; Singapore; On-site; SGD 120,000 - 160,000; Full time

Job summary

A boutique investment bank in Singapore is seeking a seasoned compliance professional for the VP/Director of IBD Compliance role. The successful candidate will join a global compliance team, ensuring adherence to regulatory standards in Singapore. Responsibilities include providing regulatory advisory services, liaising with local regulatory authorities, and conducting risk assessments. Candidates should have at least 8 years of experience in compliance, with in-depth knowledge of Singaporean financial regulations. This role offers a dynamic work environment and a chance to influence the firm's compliance framework.

Qualifications

• At least 8 years of experience in compliance, preferably within investment banking or private equity.
• In-depth knowledge of Singaporean banking and financial regulations.
• Proven ability to work collaboratively within global teams and liaise with regulators.

Responsibilities

• Provide business and regulatory advisory services to internal stakeholders.
• Act as the primary liaison with the Monetary Authority of Singapore (MAS).
• Conduct thorough risk compliance assessments and recommend remedial actions.
• Maintain and enhance the firm's compliance programs.

Skills

Regulatory advisory services

Risk compliance assessments

Analytical skills

Interpersonal skills

Job description

My client is a boutique investment bank seeking a seasoned compliance professional for the role of VP/Director of IBD Compliance. The successful candidate will join their global compliance team and play a vital role in ensuring adherence to regulatory standards and best practices within our Singapore operations.

Key Responsibilities

• Provide business and regulatory advisory services to internal stakeholders.
• Act as the primary liaison with the Monetary Authority of Singapore (MAS) to ensure compliance with local regulations.
• Conduct thorough risk compliance assessments to identify potential areas of concern and recommend remedial actions.
• Maintain and enhance the firm's global compliance programs, ensuring alignment with regulatory requirements and internal policies.
• Collaborate with various business units to foster a culture of compliance and ethical standards.
• Stay abreast of regulatory changes and industry trends to advise leadership on necessary adjustments in compliance strategies.
• Develop and deliver training programs to promote compliance awareness across the organization.

Qualifications

• At least 8 years of experience in compliance, preferably within an investment banking / private equity environment.
• In-depth knowledge of Singaporean regulations, particularly those pertaining to banking and financial services.
• Proven ability to work collaboratively within a global team and liaise with regulatory bodies.
• Strong analytical and problem-solving skills with a risk-oriented mindset.
• Excellent communication and interpersonal skills to effectively convey compliance information.
• Relevant professional certifications are a plus.