Strategic VP, Financial Advisory Compliance & Framework

United Overseas Bank Limited (UOB); Singapore; On-site; SGD 120,000 - 160,000; Full time

Job summary

A leading Asian bank in Singapore is seeking a Vice President for Financial Advisory Framework & Compliance. The individual will oversee the compliance framework for financial advisors, ensuring adherence to regulations and enhancing advisor performance. Ideal candidates have over 10 years of experience in financial services, especially in compliance and leadership roles. This position requires strong strategic thinking and a deep understanding of regulatory requirements to drive effectiveness in financial advisory services.

Qualifications

• 10+ years in financial services with experience in compliance and advisory frameworks.
• Experience with regulatory bodies or audit functions is a plus.

Responsibilities

• Lead the development of the compliance framework for financial advisors.
• Oversee adherence to financial advisory regulations.
• Identify and mitigate risks related to financial advisory activities.
• Train financial advisors on compliance policies and ethical standards.
• Monitor compliance efforts and report to senior leadership.
• Collaborate with legal and operational teams for compliance alignment.

Skills

Knowledge of financial regulations

Leadership ability

Data analysis

Strong communication skills

Education

Bachelor's degree in finance, business, law, or related field

Job description

A leading Asian bank in Singapore is seeking a Vice President for Financial Advisory Framework & Compliance. The individual will oversee the compliance framework for financial advisors, ensuring adherence to regulations and enhancing advisor performance. Ideal candidates have over 10 years of experience in financial services, especially in compliance and leadership roles. This position requires strong strategic thinking and a deep understanding of regulatory requirements to drive effectiveness in financial advisory services.