Senior Compliance Officer (Perm | Asset Management Firm)

GMP Recruit; Singapore; On-site; SGD 80,000 - 100,000; Full time

Job summary

An asset management firm in Singapore is hiring a Senior Compliance Officer to oversee compliance laws and provide advice on compliance policies. Candidates should have a degree and at least 5 years of compliance experience in EAM or private banking. Proficiency in MS Office is required. Please submit your availability and expected salary along with your resume.

Qualifications

• Minimum of 5 years’ compliance experience in EAM or Private Bank.
• Proficient in MS office, Word, and Excel.

Responsibilities

• Responsible for the implementation and monitoring of compliance laws and regulations.
• Provide advice and guidance on compliance policies.
• Manage Anti-Money Laundering (AML) queries.
• Conduct due diligence checks and account reviews.
• Conduct screenings and investigations on accounts.

Skills

Compliance experience

Proficient in MS Office

Education

Degree

Job description

Senior Compliance Officer (Perm | Asset Management Firm)

• To be responsible for the implementation and monitoring of any laws and regulations regarding compliance
• To provide advice and guidance on compliance policies and procedures relevant to the applicable rules and regulations of the company
• To provide advisory and manage any Anti-Money Laundering (AML) queries
• To conduct due diligence checks and account/profile reviews at Client onboarding or periodically
• To conduct screenings and investigations on accounts or relationships
• To identify and mitigate client relationships and/or account activities that may present sanctions risk

Requirements

• Possess Degree with minimum of 5 years’ compliance experience in EAM or Private Bank
• Proficient in MS office, Word, and Excel
• Only Singaporeans

Please state your availability, current and expected salary in the resume.

To learn more about this opportunity, please contact Paris at *********@gmprecruit.com

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Paris Low | Registration No: R22106109