Risk and Compliance Consultant

PROTIVITI PTE. LTD.; Singapore; On-site; SGD 70,000 - 110,000; Full time

Job summary

Protiviti Singapore is seeking a Risk and Compliance Consultant with a passion for AML, KYC and FCC. You will research, interpret and advise clients on regulatory requirements from policy, operations and technology perspectives.

You will work on projects covering regulatory risk in financial institutions and non-regulated entities, focusing on policy development, vendor risk and enterprise risk management.

Qualifications

• Minimum 2 years of consulting or financial services experience.
• Strong understanding of Asia AML regulations incl. HKMA/JFSA.
• Analytical thinker with problem-solving and project management experience.
• Excellent written communication for policies and procedures.
• Able to maintain professionalism under high-stress situations.

Responsibilities

• Review, validate or develop compliance policies and procedures.
• Support applications for payments and capital market licenses.
• Evaluate tech-enabled risk management solutions and advise clients.
• Discuss industry trends and relevant regulatory solutions.
• Support project management and regulatory advisory activities.

Skills

Consulting experience

AML regulations Asia

Data analytics

Project management

Interpersonal skills

Business ethics

Policy writing

Stress management

Education

Graduate degree in Finance/Accounting/Economics

Job description

POSITION: Risk and Compliance Consultant

REPORTSTO: Risk and Compliance Manager

LOCATION: Singapore

We are looking for a person who is genuinely interested in the AML, KYC, and FCC space with the ability to research, interpret and advise our clients on their everchanging regulatory requirement needs from a Policy, Operations and Technology perspective. You will work on varied projects covering all areas of Risk and Compliance in Regulated Financial Institutions and in general risk areas for non-regulated companies in areas such as ABC, vendor/third party risk and enterprise risk management.

The Consultant is responsible for:

• Reviewing, validating, or developing Compliance policies and procedures.
• Supporting application for payments and capital market license for clients
• Evaluating and recommending technology led solutions for risk management Adding valuable and creative suggestions to the proposal development process.
• Developing the ability to discuss industry trends and the related solutions.
• Supporting project management.
• Regulatory advisory

REQUIRED GENERAL KNOWLEDGE & SKILLS

• Up to 2 years' experience in Consulting or the Financial Services Industry (Consultant)
• Strong understanding of Asia AML regulations including HKMA , JFSA
• Strong data analytical skills; creative problem-solving; self-starter; previous project management experience.
• Strong interpersonal skills to interact in team environment and foster client relationships.
• High degree of business ethics and understanding of the need to safeguard highly sensitive confidential information.
• Excellent written communication skills including the creation of policies and procedures.
• Must be able to maintain professional demeanor and execute effectively in times of high stress.

EDUCATIONAL & PROFESSIONAL CREDENTIALS

• Graduate degree in Finance, Accounting, Economics, or equivalent.
• Knowledge in one or more of the following areas: Regulatory Compliance, Financial Crime Compliance, Enterprise Risk Management.
• Knowledge of banking, payments, insurance and/or asset management operations and products and the regulations affecting them.
• Knowledge of Next Generation Regulatory Technology and Innovation used by Financial Services sector.
• \"Big 4\" or other leading consulting experience preferred

*Note that only shortlisted candidates will be contacted by Protiviti HR for further assessment.