Regulatory Compliance Specialist – Finance

RECRUIT LYNC PTE. LTD.; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A financial regulatory firm in Singapore is seeking an experienced professional to lead the supervision of members and ensure compliance with the Trading and Clearing Rulebooks. The ideal candidate should possess a degree in Accountancy and a minimum of 3 years working in audit firms. Responsibilities include enhancing internal controls and maintaining relationships with regulators such as the Monetary Authority of Singapore.

Qualifications

• Minimum Degree or above in Accountancy.
• Minimum 3 years or above in relevant working in audit firms.

Responsibilities

• Lead APEX’s supervision of members to ensure compliance.
• Review frameworks and procedures for member supervision.
• Monitor compliance with Trading Rules and carry out disciplinary actions.
• Develop compliance culture in APEX and related entities.

Skills

Regulatory compliance oversight

Policy review and implementation

Internal control enhancement

Effective communication

Education

Degree in Accountancy

Job description

A financial regulatory firm in Singapore is seeking an experienced professional to lead the supervision of members and ensure compliance with the Trading and Clearing Rulebooks. The ideal candidate should possess a degree in Accountancy and a minimum of 3 years working in audit firms. Responsibilities include enhancing internal controls and maintaining relationships with regulators such as the Monetary Authority of Singapore.