Regulatory & Compliance Risk Officer

RECRUIT EXPRESS PTE LTD; Singapore; On-site; SGD 80,000 - 100,000; Full time

Job summary

A leading recruitment agency in Singapore is seeking a Compliance Officer to implement and oversee the compliance plan for the branch. You will conduct periodic reviews, respond to regulatory queries, and provide compliance training. Ideal candidates should possess strong analytical and interpersonal skills, along with experience in regulatory compliance in banking or financial services. Interested candidates should email their resumes.

Qualifications

• Experience in regulatory compliance, particularly in banking or financial services.
• Strong analytical skills with the ability to conduct compliance audits.
• Excellent interpersonal and communication skills for training and advisory roles.

Responsibilities

• Implement the branch compliance plan and conduct periodic reviews.
• Respond to regulatory queries and draft the annual compliance plan.
• Conduct compliance training and update policies based on regulations.

Skills

Management Skills

Analytical Skills

Compliance

Interpersonal Skills

Operational Risk

Asset Management

Market Risk

Banking

Financial Services

Assessing

Job description

Roles & Responsibilities

• Conducts the implementation of the branch compliance plan
• Respond to regulatory authorities’ routine queries and coordinates completion of survey and other request for information
• Develop and perform periodic compliance reviews
• Investigates compliance breaches and customer complaints
• Draft the annual compliance plan for HOD and management approval
• Conduct compliance training and provides advisory on Banking Act, SFA and FAA and other compliance matters
• Implement and update compliance policies and procedures based on Head Office, and local regulatory requirements
• Prepares/reviews periodic reporting to local regulatory authorities, Head office and Management
• Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review
• Conducts annual regulatory risk assessment
• Any other tasks or duties assigned by

Interested candidates, please email your resume to [e-mail]

Anna See Sing Yee

CEI Reg R25157535

Recruit Express Pte Ltd

EA License No: 99C4599

We regret that only shortlisted candidates will be contacted

Tell employers what skills you have

• Management Skills
• Asset Management
• Market Risk
• Assessing
• Analytical Skills
• Interpersonal Skills
• Compliance
• Banking
• Operational Risk
• Financial Services