Regulatory and Financial Crime Compliance Executive

IFAST FINANCIAL PTE. LTD.; Singapore; On-site; SGD 50,000 - 70,000; Full time

Job summary

A financial services company in Singapore is seeking a Compliance Officer to conduct reviews related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT). The role involves preparing reports for regulators, implementing compliance initiatives, and providing advisory to stakeholders. Ideal candidates will have a degree in a relevant field and possess a good understanding of regulatory requirements. This position requires strong analytical, communication, and interpersonal skills, alongside a high sense of integrity and responsibility.

Qualifications

• Good degree in Accountancy, Business, Banking & Finance, or Law.
• Minimum 1-2 years of compliance experience in the capital market and financial advisory industry.
• Good understanding of regulations affecting business operations.

Responsibilities

• Conduct reviews and assessments on compliance issues and potential problems.
• Stay updated on regulatory developments and implement compliance initiatives.
• Prepare and submit reports to regulators and authorities.

Skills

Regulatory compliance understanding

Analytical skills

Interpersonal skills

Communication skills

Education

Degree in Accountancy, Business, Banking & Finance, or Law

Job description

Responsibilities

• Conduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT)
• Stay informed about developments and changes in regulations governing the capital market, financial advisory industry, and AML/CFT. Plan, develop, monitor, revise, and implement compliance initiatives in response to these changes
• Prepare and submit various reports to regulators and authorities as required
• Facilitate compliance‑related training for staff and directors, including AML/CFT training, to promote a strong compliance culture within the company.
• Implement and maintain robust frameworks for compliance reviews, including AML/CFT compliance reviews, to assess adherence to applicable rules and regulations.
• Provide timely and accurate compliance advisory, including AML/CFT compliance guidance, to relevant stakeholders to ensure regulatory compliance.
• Handle other compliance duties and ad‑hoc projects as assigned.

Requirements

• Good degree in Accountancy, Business, Banking & Finance, or Law
• Minimum 1‑2 years of compliance experience in the capital market and financial advisory industry. Candidates without working experience are also encouraged to apply
• Good understanding of regulations affecting business operations, which include but are not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA), Personal Data Protection Act (PDPA) and AML/CFT regulations
• Good command of English and communication skills
• Independent, driven, resourceful and meticulous
• High sense of responsibility and integrity
• Strong interpersonal and analytical skills
• Able to cope with pressure and tight deadlines