Onboarding & Compliance Analyst (CDD/AML)

KGI SECURITIES (SINGAPORE) PTE. LTD.

Singapore

On-site

SGD 48,000 - 72,000

Full time

14 days+

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Job summary

KGI Securities (Singapore) Pte. Ltd. is seeking a diligent onboarding analyst to support client onboarding, CDD reviews, and AML/KYC compliance in Singapore. You will perform account document checks, conduct enhanced due diligence, and coordinate with Front Office on CDD gaps.

The role involves maintaining FATCA/CRS data, supporting policy updates, and participating in audits and system projects within the Account Management team. A team player with at least 1 year in onboarding is ideal.

Qualifications

Bachelor’s degree in Banking/Finance/Business Management.
Minimum 1 year of experience in Client Onboarding.
Solid understanding of MAS Notice SFA04-N02 – AML/CTF for Capital Markets Intermediaries.
Familiar with FATCA/CRS requirements.
Understanding of MAS Notice on AML/KYC/CDD.

Responsibilities

Review account opening documents for both individuals and entities for trading in futures, options and securities.
Conduct periodic CDD reviews and enhanced due diligence for existing clients.
Perform sanctions, PEP and adverse media screening.
Maintain and update client particulars; coordinate with Front Office on CDD gaps.
Assist in FATCA/CRS reporting data maintenance.
Review onboarding workflows and update policies accordingly.
Assist in inspections and audits; manage client data.
Participate in system-related and automation projects within Account Management.
Handle ad hoc tasks as assigned.