Onboarding Analyst (Wealth Management)

AMBITION GROUP SINGAPORE PTE. LTD.; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

Ambition Group Singapore Pte. Ltd. is seeking a compliance professional to manage client onboarding and ongoing reviews in line with AML/KYC standards and regulatory requirements.

You will validate KYC information with the relationship manager, perform due diligence, complete client profiling, and support end-to-end account opening and reviews while escalating red flags and driving process improvements.

Qualifications

• Prior experience in KYC and SOW write up/ corroboration.

Responsibilities

• Ensure onboarding and review requirements meet AML/KYC standards and regulatory requirements.
• Ensure relevance and completeness of KYC information in partnership with RM and perform due diligence checks.
• Review and corroborate KYC information submitted by RM.
• Assist RM in completing Client Acceptance Form and profiling in ICE or relevant inquiries.
• Oversee end-to-end account opening/review process.
• Escalate red flags and follow up with RM on onboarding/review matters.
• Prepare reports for management and strengthen control procedures.
• Provide feedback to improve processes.
• Implement operational control policies in day-to-day activities.
• Handle ad-hoc duties as assigned.

Skills

KYC experience

AML knowledge

Due diligence

Job description

• Ensure that the onboarding and review requirements are in accordance with Bank’s AML/KYC standards and regulatory requirements

• Ensure the relevance and completeness of KYC information (in partnership with the RM) and performs appropriate due diligence checks and information searches

• Review and corroborate KYC information submitted by RM

• Assist RM in completing the Client Acceptance Form, Client profiling in ICE or any relevant inquiries/tasks as well as related checklists, forms and reports related to the account to allow approval of the account

• Oversee end-to end account opening/ review process of the account.

• Escalate any red flag/ alerts timely if appropriate and follow up with the RM on client onboarding/client review related matters and for escalated/prioritized cases

• Prepare reports for management reporting to facilitate relevant reviews and strengthen the control procedures and process

• Provide feedback and suggestions to relevant parties to improve the processes.

• Responsible for the implementation of operational permanent control policies and procedures in day-to-day business activities.

• Any other ad-hoc duties as assigned

Requirements

• Prior experience in KYC and SOW write up/ corroboration

Shortlisted candidates will be notified

Data provided is for recruitment purposes only

www.ambition.com.sg

EA Registration Number: R22104385

Business Registration Number: 200611680D. Licence Number: 10C5117