Manager - Compliance Business Oversight

Limited; Singapore; On-site; SGD 100,000 - 150,000; Full time

Job summary

A leading global financial institution is seeking a Compliance Manager in Singapore to oversee regulatory change management and ensure compliance with laws and regulations. The ideal candidate needs at least 10 years of experience in compliance, strong analytical skills, and proficiency in various Microsoft Office tools. The role involves engaging with stakeholders, preparing reports, and conducting compliance trainings.

Benefits

Health and well-being benefits

Paid time off

Career development programs

Qualifications

• At least 10 years of compliance experience in top-tier banks or consultancy firms.
• Knowledge in global markets and corporate banking is desirable.
• Strong understanding of banking laws and regulations in Singapore.
• Experience in monitoring or testing compliance within financial institutions.
• Professional and diplomatic interaction skills.

Responsibilities

• Support the Head of Core Compliance in managing regulatory change.
• Monitor and interpret regulatory changes and advise the Bank.
• Engage stakeholders for regulatory project implementation.
• Prepare periodic reports on regulatory changes.
• Conduct trainings on compliance topics.

Skills

Attention to detail

Analytical skills

Organizational skills

Interpersonal communication

Presentation skills

Proficiency in Microsoft Office

Education

Relevant degree

Tools

Microsoft Excel

Microsoft PowerPoint

Microsoft Word

Microsoft Access

Microsoft Visio

Job description

Work Location : Singapore Singapore

Hours : 40

Line of Business : Compliance

Pay Details :

Were committed to providing fair and equitable compensation to all our colleagues. As a candidate we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions including pay details for this role.

Job Description :

• Support the Head of Core Compliance in the oversight of regulatory change management (RCM) program in APAC
• Monitoring interpreting and advising the Bank on laws rules and regulatory changes and developments in Singapore and other TD APAC jurisdictions especially in areas such as global markets and corporate investment banking and fund / asset management.
• Promulgating regulatory change alerts to relevant stakeholders and maintaining the RCM system of applicable regulatory changes
• Key player in engaging stakeholders and assisting with regulatory implementation through the performance of gap assessment management of timelines and milestones as well as ensuring timely responses to assist the project team with the smooth implementation of regulatory projects.
• Preparing periodic reports relating to recent regulatory changes and trending regulatory matters.
• Support where required review and implementation of the testing and monitoring programme for the region
• Providing Compliance interpretation based on internal policies and applicable regulation where Core Compliance is the subject matter expert (SME) to stakeholders
• Represent APAC Compliance on assigned global enterprise projects where APAC Core Compliance is a participant or owner
• Prepare reporting governance committees on Core Compliance topics on a monthly and quarterly basis where required
• Maintain an up-to-date Core Compliance program and team procedures.
• Perform Program Effectiveness Assessments for APAC Compliance where required
• Work with the Business on Compliance Risk Assessments and conduct challenge and review where required
• Conduct trainings on applicable Core Compliance topics
• Support Conduct Risk Controls and Reviews Assessments for APAC Compliance
• Support timely oversight and review of Global and Regional Compliance policies and procedures
• Participating in EAP regulatory change meetings including the preparation of agenda and trackers co-ordinate meetings and draft meeting minutes.
• Assist with reviewing developing and recommending improvements on regulatory compliance policies

Required Qualifications :

• A relevant degree with at least 10 years of compliance experience specifically in central core compliance gained from top-tier banks fund / asset management or major consultancy / accounting firms (banking knowledge is required).
• Knowledge in global markets asset management or corporate / investment banking is desirable.
• Strong understanding of applicable Singaporean and / or regional banking / capital market laws and regulations with competency in advising on regulatory and conduct matters.
• Experience in monitoring (including surveillance) or testing reviews and employee-related compliance within a financial institution is preferred.
• Demonstrated attention to detail and analytical skills with the ability to process information across various domains.
• Professional and diplomatic interaction across all levels.
• A proactive self-starter who can quickly learn about the business identify key issues and analyze appropriate information.
• Strong organizational and time management skills.
• Effective interpersonal written and presentation communication skills.
• Proficient in Microsoft Visio Excel Access Word PowerPoint and other reporting tools; tech-savvy.

Who We Are

TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches / stores. Every day we deliver legendary customer experiences to over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to the Bank those we serve and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers communities and colleagues.

TD is deeply committed to being a leader in customer experience that is why we believe that all colleagues no matter where they work are customer facing. As we build our business and deliver on our strategy we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether youve got years of banking experience or are just starting your career in financial services we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs were here to support you towards your goals. As an organization we keep growing and so will you.

Our Total Rewards Package

Our Total Rewards package reflects the investment we make in our colleagues to help them and their families achieve their well-being goals. Total Rewards at TD includes a base salary and several other key plans such as health and well-being benefits including medical coverage paid time off career development and reward and recognition programs.

Additional Information :

Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development

If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience or you want to coach and inspire your colleagues there are many different career paths within our organization at TD and were committed to helping you identify opportunities that support your goals.

Training & Onboarding

We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process

Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation

If you require an accommodation for the recruitment / interview process (including alternate formats of materials or accessible meeting rooms or other accommodation) please let us know and we will work with you to meet your needs.

Required Experience :

Manager

Key Skills

Abinitio, Apprentice, Dermatology, Cost Estimation, Data Networking, Liaison

Employment Type : Full-Time

Experience : years

Vacancy : 1