KYC & AML Specialist: Client Due Diligence

Nomura Holdings, Inc.; Singapore; On-site; SGD 70,000 - 110,000; Full time

Job summary

Nomura Holdings, Inc. in Singapore is seeking a Client Due Diligence Analyst on a fixed-term basis to support IWM Operations.

You will execute KYC controls for Wealth Management clients and counterparties, perform due diligence, review documents, and assist with periodic or event-triggered reviews to mitigate risk. You will work closely with Front Office, FCC and BM teams, ensuring accurate data updates and compliant processes.

Qualifications

• At least 2 years of Wealth Management KYC Operations or Compliance experience.
• Well versed with KYC/AML regulations as suggested by MAS and other major Asia regulators.
• Strong written and verbal communication skills, and the ability to communicate effectively across all levels.

Responsibilities

• Act as the key liaison and subject matter expert supporting IWM Front Office on Rolling and Event Triggered Reviews.
• Execute KYC related controls for Wealth Management clients and counterparties, including documentation review, name screening and static data updates, as part of Periodic Reviews or Event Triggered Reviews process.
• Perform case management effectively, by closely monitoring case progress and collaborating with colleagues from Front Office, Financial Crime Compliance (FCC) and Business Management (BM) teams to assess client risk and implement risk-based approaches where appropriate.
• Ability to perform hands on tasks related to KYC and documents - update system with relevant details, perform due diligence, validate and upload documents with at least 3 to 5 years experiences.
• Ensure client information and documents are validated / updated correctly and timely in the systems for seamless feed to other internal systems and reporting (Internal, regulatory etc.).
• Perform updates of KYC procedures, understand the policy and implement the operations changes and procedures required to meet the policy requirement
• Identify system / process enhancement focusing on controls and efficiency and work with the IT teams to implement

Job description

Nomura Holdings, Inc. in Singapore is seeking a Client Due Diligence Analyst on a fixed-term basis to support IWM Operations.

You will execute KYC controls for Wealth Management clients and counterparties, perform due diligence, review documents, and assist with periodic or event-triggered reviews to mitigate risk. You will work closely with Front Office, FCC and BM teams, ensuring accurate data updates and compliant processes.