KYC & AML Client Due Diligence Analyst

Nomura Holdings, Inc.; Singapore; On-site; SGD 60,000 - 90,000; Part time

Job summary

Nomura Holdings, Inc. in Singapore is seeking a Client Due Diligence Analyst on a fixed-term basis within IWM Operations.

You will perform KYC controls, documentation review, name screening and static data updates for Wealth Management clients and counterparties, supporting rolling and event-triggered reviews. Collaborate with Front Office, FCC and BM to assess risk, implement risk-based approaches and drive process improvements.

Qualifications

• At least 2 years of relevant experience in Wealth Management KYC Operations or Compliance.
• Well versed with the KYC/AML and regulatory requirements as suggested by MAS and other major Asia regulators.
• Strong written and verbal communication skills.
• Ability to understand different risk types associated with Clients and strong documentation validation.
• Ability to work independently with minimal supervision in virtual, collaborative team environments.
• Demonstrate integrity and strong work ethics while maintaining vigilance to identify and escalation potential non-compliance risks promptly.
• Has good knowledge of Microsoft applications including Excel, Word, PowerPoint & Teams.
• Candidates with knowledge & experience with PowerBI, Python, Alteryx, AI (LLM, NLP etc.) will be preferred.

Responsibilities

• Act as the key liaison and subject matter expert supporting IWM Front Office on Rolling and Event Triggered Reviews.
• Execute KYC related controls for Wealth Management clients and counterparties, including documentation review, name screening and static data updates, as part of the Periodic Reviews or Event Triggered Reviews process.
• Perform case management effectively, by closely monitoring case progress and collaborating with colleagues from Front Office, FCC and BM teams to assess client risk and implement risk-based approaches where appropriate.
• Ability to perform hands on tasks related to KYC and documents - update system with relevant details, perform due diligence, validate and upload documents with at least 3 to 5 years experiences.
• Ensure client information and documents are validated / updated correctly and timely in the systems for seamless feed to other internal systems and reporting (Internal, regulatory etc.)
• Perform updates of KYC procedures, understand the policy and implement the operations changes and procedures required to meet the policy requirement
• Identify system / process enhancement focusing on controls and efficiency and work with the IT teams to implement

Skills

KYC Operations

AML

Communication

Independent work

Teamwork

Microsoft Office

PowerBI

Python

Alteryx

Excel

Tools

PowerBI

Python

Alteryx

Excel

MS Word

Teams

Job description

Nomura Holdings, Inc. in Singapore is seeking a Client Due Diligence Analyst on a fixed-term basis within IWM Operations.

You will perform KYC controls, documentation review, name screening and static data updates for Wealth Management clients and counterparties, supporting rolling and event-triggered reviews. Collaborate with Front Office, FCC and BM to assess risk, implement risk-based approaches and drive process improvements.