Investment Compliance Manager (12 months)

Ambition Singapore; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A recruitment agency in Singapore is seeking candidates for a compliance role involving the monitoring of trades and portfolio holdings to ensure adherence to regulations. Responsibilities include analyzing transactions, conducting compliance checks, and preparing reports. Candidates should have relevant experience in compliance processes and be able to collaborate effectively with teams. Interested applicants should send their resumes to the contacts provided.

Qualifications

• Experience with ongoing monitoring of trades and portfolio holdings.
• Ability to analyze transactions and holdings and calculate risk metrics.
• Familiarity with compliance checks for public funds and accounts.

Responsibilities

• Monitor trades and portfolio holdings for adherence to guidelines.
• Collaborate with teams to resolve compliance issues.
• Prepare compliance reports for stakeholders.

Job description

• Perform ongoing monitoring of trades and portfolio holdings to ensure adherence to regulatory, client, and internal guidelines.
• Analyze transactions and holdings, calculate risk metrics, and conduct full compliance checks for public funds and segregated accounts.
• Research potential compliance issues and collaborate with Portfolio and Account Management teams to resolve any violations.
• Prepare daily compliance and client-related reports for internal stakeholders.
• Respond to inquiries from the trading desk and other internal or external parties regarding investment guidelines.
• Participate in projects aimed at optimizing and automating trade compliance processes.

Interested applicants please send your resume in MS Word format and attention it to Rachel Yeo (R22104385).

Shortlisted candidates will be notified

Data provided is for recruitment purposes only

EA Registration Number: R22104385

Business Registration Number: 200611680D. License Number: 10C5117