Head of Sales Compliance & Market Conduct

The Great Eastern Life Assurance Company Limited; Singapore; On-site; SGD 80,000 - 110,000; Full time

Job summary

A leading insurance company in Singapore is seeking a qualified professional to manage market conduct risks and oversee the Balanced Scorecard assessment process. This role involves monitoring compliance with regulatory requirements, conducting reviews, and ensuring quality sales practices across distribution activities. The ideal candidate will have a Bachelor’s degree and at least 10 years of experience in compliance or audit roles in the insurance sector.

Qualifications

• 10 years of prior experience in compliance, audit, or sales conduct roles in the insurance or financial services sector.
• Comprehensive understanding of FAA, FAR, BSC regulations, and strong knowledge of MAS Guidelines.
• Professional certifications such as CMFAS.

Responsibilities

• Oversee the governance and integrity of the BSC assessment process.
• Monitor BSC trends and assess representatives with elevated risk profiles.
• Govern and validate ROP reviews in alignment with LIA Standards.

Skills

Compliance

Analytical skills

Stakeholder management

Investigative skills

Education

Bachelor’s degree

Job description

A leading insurance company in Singapore is seeking a qualified professional to manage market conduct risks and oversee the Balanced Scorecard assessment process. This role involves monitoring compliance with regulatory requirements, conducting reviews, and ensuring quality sales practices across distribution activities. The ideal candidate will have a Bachelor’s degree and at least 10 years of experience in compliance or audit roles in the insurance sector.