Head of Compliance / Senior Compliance Manager - Securities

DRAKE INTERNATIONAL (SINGAPORE) LIMITED; Singapore; On-site; SGD 70,000 - 90,000; Full time

Job summary

A leading recruitment agency in Singapore is seeking an experienced compliance professional to oversee client onboarding and compliance processes. The ideal candidate has over 5 years of experience in legal and compliance within financial services, with a strong understanding of Singapore by-laws. Responsibilities include reviewing operational compliance and conducting staff training on compliance matters. This role provides a chance to impact regulatory adherence significantly.

Qualifications

• 5+ years of legal and compliance experience in financial services.
• Deep understanding of Singapore by-laws (MAS guidelines, AML/CFT, etc).
• Strong analytical thinking abilities and stakeholder management skills.

Responsibilities

• Oversee the client onboarding process, conducting due diligence and KYC verifications.
• Review operational areas to ensure compliance with statutory requirements.
• Formulate and update internal compliance frameworks, policies, and procedures.
• Conduct employee training sessions on compliance matters.

Skills

Regulatory compliance

Stakeholder management

Analytical thinking

Job description

Roles & Responsibilities

• Oversee the client onboarding process, conducting due diligence and KYC verifications in accordance with regulatory standards and internal company policies.
• Review critical operational areas to ensure compliance with statutory requirements, MAS notices and guidelines, as well as company policies and procedures.
• Formulate, assess, and update internal compliance frameworks, policies, and procedures to reflect evolving regulatory developments.
• Conduct employee training sessions on compliance matters, including AML/CFT obligations and updates to relevant internal policies.

Requirements

• 5+ years of legal and compliance experience in financial services
• Deep understanding of Singapore by-laws (MAS guidelines, AML/CFT, etc)
• Strong analytical thinking abilities and stakeholder management skills

If you're interested in this role, click ‘apply now’

If this job isn't quite right for you but you are looking for a new position, please contact us @ + 65 6645 4540 for a confidential discussion on your career.

License No: 11C3510 / EA Reg ID: R1658237