Head of Compliance Assurance, Asia Pacific

Mizuho Bank, Ltd; Singapore; On-site; SGD 150,000 - 200,000; Full time

Job summary

A leading global financial institution in Singapore is looking for a seasoned compliance professional to oversee the Compliance Assurance programme. The role requires at least 20 years of experience in compliance within the financial services sector and expertise in financial laws and regulations. Responsibilities include strategic direction for compliance testing and building relationships with stakeholders. This position is perfect for a highly motivated leader passionate about compliance and transformation.

Qualifications

• At least 20 years' experience in compliance or audit functions in financial services.
• Strong understanding of financial sector laws and regulations.
• Subject matter expert on compliance programmes.

Responsibilities

• Oversee design and delivery of Compliance Assurance programme.
• Identify and assess compliance risks.
• Perform independent testing and monitoring.

Skills

Strong analytical skills

Communication skills

Leadership

Relationship management

Adaptability

Education

Bachelor's degree or equivalent

Job description

About Us

MIZUHO BANK IS THE BANKING SUBSIDIARY OF MIZUHO FINANCIAL GROUP, WHICH IS HEADQUARTERED IN TOKYO, JAPAN. MIZUHO FINANCIAL GROUP, INC. IS THE 15TH LARGEST BANK IN THE WORLD, AS MEASURED BY TOTAL ASSETS OF APPROXIMATELY US 2 TRILLION. MIZUHO'S 55,000 EMPLOYEES WORLDWIDE OFFER COMPREHENSIVE FINANCIAL SERVICES TO CLIENTS IN OVER 800 OFFICES THROUGHOUT THE AMERICAS, EMEA, AND ASIA.

MIZUHO BANK SINGAPORE BRANCH HAS AN ESTABLISHED LOCAL PRESENCE WITH OVER 50 YEARS OF HISTORY AND SERVES AS THE REGIONAL HUB FOR THE BANK'S APAC OPERATIONS.

OPERATING WITH A FULL BANK LICENSE, MIZUHO BANK SINGAPORE BRANCH PROVIDES BANKING SERVICES TO OVER 2,000 JAPANESE AND NON JAPANESE CORPORATE CLIENTS, WITH A STAFF STRENGTH OF ABOUT 1,000 EMPLOYEES. WE PROVIDE EXPERTISE IN CORPORATE FINANCE, TRADE FINANCE, CASH MANAGEMENT, FUNDS TRANSFERS, PROJECT FINANCE, AND TREASURY SERVICES TO HELP BUSINESSES DEVELOP AND FIND NEW OPPORTUNITIES. WE ALSO COLLABORATE WITH OUR AFFILIATE COMPANY, MIZUHO SECURITIES, TO PROVIDE INVESTMENT BANKING SOLUTIONS TO OUR CLIENTS.

Job Responsibilities

• Oversee and provide strategic direction for the design, development, delivery and execution of best-in-class Compliance Assurance (Compliance testing, monitoring, surveillance, quality assurance) programme
• Oversee identification and assessment of key compliance risks, develop robust Compliance Assurance plan to test and monitor controls and compliance with laws, rules and regulations and internal policies
• Oversee performance of independent testing, monitoring, surveillance and quality assurance of controls and compliance with laws, rules and regulations and internal policies
• Drive regional consistency and minimum standards
• Present findings to management
• Build strong and effective relationships with stakeholders
• Provide direction, leadership and guidance to country compliance teams
• Attract, develop and retain compliance talent

Job Requirements

• Bachelor's degree or equivalent
• At least 20 years' experience in compliance, audit or other controls related function in the financial services industry
• Strong understanding of financial sector laws, rules and regulations and business processes
• Extensive knowledge and strong expertise in the design and implementation of compliance programmes
• Highly motivated leader and team player
• Strong analytical, communication and people skills, ability to lead, influence and collaborate with people across different cultures and backgrounds
• Adaptable, resilient and passionate about making a difference
• Subject matter expert, experience dealing with complex issues, forward-looking, solutions-oriented, ability to be hands-on
• If you are an experienced compliance professional with a passion for change and transformation, and a conviction to make a difference, we encourage you to apply for this role at Mizuho Bank.